WEALTH MANAGEMENT GOVERNANCE REGULATORY jobs in UNITED STATES, United Kingdom #2

Ability to review code (Java, C++, Python, etc.) PREFERRED QUALIFICATIONS Understanding of wealth management businesses, regulatory... firm's governance, risk management and controls that mitigate current and evolving risk Raise awareness of control risk...

) is seeking a strong candidate to join our growing team of audit professionals supporting the Wealth Management and Investment... and Institutional Investment Services products and services, key risk and regulatory themes spanning fiduciary and asset management...

) is seeking a strong candidate to join our growing team of audit professionals supporting the Wealth Management and Investment... and Institutional Investment Services products and services, key risk and regulatory themes spanning fiduciary and asset management...

. Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact Wealth Management...) is seeking a strong candidate to join our growing team of audit professionals supporting the Wealth Management and Investment...

Wealth Management Risk Director This position provides the overall Governance, Risk and Compliance strategic... to include Private Wealth/Banking, Trust and Brokerage. Leadership and accountability for all risk management, governance...

and continually improve upon our risk governance framework. The team is also responsible for risk monitoring and regulatory reporting... associated risk governance processes Reviewing risk model outputs for external regulatory reporting Interacting directly...

and Review (MRGR0 group for Asset and Wealth Management (AWM) Manage a team responsible for the validation and risk governance... Management and Compliance organization. The team is responsible for conducting independent model validation and model governance...

Job Description: The Ops Center of Excellence (Ops CoE), within the Regulatory Change Management Governance (RCMG...) group, is responsible for the Legal & Regulatory Change Management (LRCM) process, supporting AWM and CCB. LRCM is the...

with Citi Policies and Regulatory requirements, and driving strong risk management - for USPB Risk, Wealth Risk and Legacy... Franchises/Banking & International Retail Risk Management. The Wealth Risk Reporting SVP role is responsible for global...

and relevant regulatory governance in the US Bilingual-English and Spanish Series 7, 63, Life and Health insurance licenses... a better world – for our customers, our people, our investors, our communities and the planet we all share. The Wealth Relationship...

Assistant General Counsel in the legal department supporting the Wealth Management Division of the Consumer Bank. The Assistant... General Counsel will assist the Associate General Counsel, Wealth Management in providing comprehensive legal guidance to the...

objectives. Develops and maintains senior management and regulatory relationships. Collaborate with cross-functional teams... for the coordination and oversight of audit activities related to the Market and Wealth Services business segment...

and independent second line oversight to the US Capital Markets, US Commercial Banking and Wealth Management lines of business... and relationship-oriented bank for a modern world. CIBC Private Wealth Management (“PWM”) conducts an investment advisory business...

departments, external auditors, regulatory agencies, and other stakeholders to support the company's Risk Management Framework... Management or Operational Risk Management Skill(s): Experience working with Governance Risk and Compliance applications...

and document remediation. 7. Support the business and the GCO governance & reporting team for all audit and regulatory exam... risk professional leading a team within the Governance and Controls Office (GCO), serving as a subject matter expert...

, cyber, technology, and risk management professionals who have a wealth of experience and a demonstrated ability to provide...Center 2 (19050), United States of America, McLean, Virginia Principal Associate, Governance, Risk Identification...

Who we are looking for: The Office of the CISO Business Analyst & Governance position is critical to the continued... success of the governance function within the GCS Office of the CISO (OoCISO). The candidate will be responsible for providing...