VICE PRESIDENT REGULATORY OVERSIGHT jobs in ENGLAND EUROPE, United Kingdom #2

investment strategies that underpin our global cross-asset Investable Index franchise. We are looking for an Associate or Vice... President with prior experience working at an asset manager in an investment risk, portfolio management or trade compliance...

JPMorgan Chase

will have a significant impact on mitigating potential risks, ensure compliance with regulatory requirements and ensuring successful change... recommendations for improvements. Ensure compliance with regulatory requirements and update and maintain internal policies...

Ameriprise Financial

) as Payment Service owner. The Payment Operations team leads on all payment related investment projects, regulatory changes..., escalating any issues to the Deputy and Team Lead Oversight and final approval of all department checklists Escalate...

MUFG Investor Services

, owner and target date for return to green. Oversight of significant client change initiatives and co-ordination of client..., including Citi driven, client driven and regulatory driven change. Ensure clients are fully operational and satisfied post go...

Citigroup

policies and standards as well as promote industry best practices and maintain oversight of the business' execution of the firm...”), a group within Global Financial Crimes Compliance responsible for the oversight of the Firm's compliance with sanctions...

JPMorgan Chase

and coordinates negotiation of all legal contracts and business / risk updates (with oversight from Legal and Product). Provides... client with thought leadership on regulatory, industry and product solutions. Work in partnership with Citi teams and the...

Citigroup

, and continuous improvement. Ensure the team is equipped with the necessary skills and resources. Technical Oversight: Oversee... to enhance project efficiency and outcomes. Compliance & Security: Ensure all banking systems comply with regulatory...

Goldman Sachs

with respect to wholly digital retail products, including all applicable consumer regulations Advise on regulatory matters..., including regulatory engagement Advise business and stakeholders on legal risk in connection with the negotiation of commercial...

JPMorgan Chase

risks associated with trading activities, or offering analytical and regulatory compliance support, our work contributes... decisions across the firm. The team advises on regulatory capital interpretations and firmwide capital management decisions...

Goldman Sachs

development and oversight of market abuse surveillance controls. MSC helps identify and prioritize the compliance and regulatory...Job Description: OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational...

Goldman Sachs

, you will be responsible for the independent oversight of risk management practices in select areas of Chase UK Banking Products. Lead the... in regulatory deliverables (e.g., OCC, FCA, PRA) Required qualifications, capabilities, and skills Extensive...

JPMorgan Chase

framework, tools and methodologies in line with regulatory requirements to enable the achievement of MUFG’s strategic objectives.... This framework covers regulatory requirements across the UK (FCA/PRA) and the EU Digital Operational Resilience Act (DORA...

MUFG Investor Services

framework, tools and methodologies in line with regulatory requirements to enable the achievement of MUFG’s strategic objectives... Resilience framework, tools and methodologies in line with regulatory requirements to enable the achievement of MUFG’s strategic...

MUFG Investor Services

framework, tools and methodologies in line with regulatory requirements to enable the achievement of MUFG’s strategic objectives.... This framework covers regulatory requirements across the UK (FCA/PRA) and the EU Digital Operational Resilience Act (DORA...

MUFG Investor Services

framework, tools and methodologies in line with regulatory requirements to enable the achievement of MUFG’s strategic objectives.... This framework covers regulatory requirements across the UK (FCA/PRA) and the EU Digital Operational Resilience Act (DORA...

MUFG Investor Services

and methodologies in line with regulatory requirements to enable the achievement of MUFG’s strategic objectives. This framework covers... regulatory requirements across the UK (FCA/PRA) and the EU Digital Operational Resilience Act (DORA). Responsible...

MUFG Investor Services

) as well as a strong understanding of the mitigants provided through an ISDA/CSA are required. Key Responsibilities Oversight of NBFI-related credit... or required. Analysing economic, market, regulatory, industry events/developments and assessing their impact on the portfolio. Reporting any...

MUFG Investor Services