VICE PRESIDENT COMPLIANCE – TRADE jobs in NEW YORK CITY NY, United Kingdom

delivery role, AWM Operations provides essential risk management and control. For every trade agreed, every new product... business flow. As a member of the Pre-Trade Management team, the team member will be primarily responsible for coordinating...

holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo... of benefits to its employees. Role Description The candidate will support the Global Trade Finance businesses from our New...

Corporate Title Vice President Location New York, NY Overview You will focus on providing real-time support to the FIC...Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Rates...

Job Description: As an Operational Risk Management Lead in Risk Management and Compliance (RM&C), you are at the..., customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the...

holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo...

Job Description: Vice President, POM (Product Operating Model) Product Management At BNY, our culture empowers... seeking a future team member for the role of Vice President, POM Product Management to join our Corporate Trust team...

Job Description: Vice President, Persona & Channel Marketing Manager (J LEVEL) At BNY, our culture empowers... role of Channel & Persona Marketing Manager to join our North America Distribution Team. This is a Vice President (J leel...

of benefits to its employees. Role Description SMBC's Global Structured Finance Department is looking for a Vice President... holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo...

will provide more details. Financial Services Regulatory Counsel, Vice President At MUFG, we share a vision for our future..., and supervisory matters, including application of, and compliance with, U.S. banking laws applicable to foreign banks operating in the...

as well as second and third lines of defense. Key Activities include: The Vice President role offers a unique opportunity... for the Treasury and Trade Solutions (TTS) and Securities Services (SS) businesses. In addition to facing the regulators...

Job Description: Job Summary As a Control Management Vice President, you'll be responsible for ensuring the line..., operational risk management, or compliance; or equivalent subject matter expertise in a relevant business related function...

Job Description: Job Title: Front Office-Risk Control Officer Corporate Title: Vice President Location: New York... business. Manage delivery and project updates for regulatory programs, audit findings, compliance testing findings and internal...

Job Description: Vice President, Channel & Persona Marketing Manager At BNY, our culture empowers you to grow... as of March 31, 2024. BNY can act as a single point of contact for clients looking to create, trade, hold, manage, service...

Job Description: Job Summary: As a Vice President in Capital & Liquidity Policy, you will help to interpret... compliance with U.S. regulatory capital & liquidity requirements to provide input and support to the teams working with the...

, methodologies, and systems that meet regulatory requirements and industry best practices. The Vice President will be responsible... holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo...

of Senior Vice President to join our SBIC Investments team. This role is located in New York City, NY - HYBRID. In this role.... Ensure compliance with investment guidelines and principles Responsible for pipeline of new investment opportunities in SBIC...

Job Description: Vice President, Communications, Pershing Communications At BNY, our culture empowers you to grow... a future team member for the role of Vice President, Communications, Pershing, to join our Business Communications team...