VICE PRESIDENT COMPLIANCE – TRADE jobs in UNITED STATES, United Kingdom

Vice President, Sanctions Compliance & Control At BNY, our culture empowers you to grow and succeed. As a leading... for the role of VP – Sanctions Compliance & Controls to join our Global Sanctions Compliance team. This role is located in...

Position Details Req ID: req18033 Position Title: Assistant Vice President for Research Security & Regulatory... Trade Compliance Position Type: Staff Full-Time Position Number: AS6946 OSU Campus: Stillwater Department...

Vice President, Compliance – Trade Surveillance Country: United States of America This Trade Surveillance role... of reviews. Creates/maintains/provides compliance metrics, as needed, relating to trade surveillance. Responds to internal...

will provide more details. Job Description Within the Global Financial Crimes Division (GFCD), the Head of Trade Finance AML... Advisory reports into the Global Head of AML Advisory. The Trade Finance AML Advisory Manager will report to the Head of Trade...

solutions for appropriate stakeholders (Bankers and/or Trade Sales, Credit, Legal, Compliance, Tax, etc.) as necessary, ensuring... negotiation management for core trade and working capital facilities Job responsibilities Review and support front office in...

trade and receivable finance organization in the world, offering a comprehensive range of forward-thinking open account... and traditional trade solutions. The bank has been recognized by the industry’s most prominent publications and associations...

to assume the role of Counsel on the Investment Services Legal team supporting each of our Credit Services and Trade Finance... of risk. Trade Finance is part of BNY Mellon’s Treasury Services business which has an integral role within BNY Mellon...

delivery role, AWM Operations provides essential risk management and control. For every trade agreed, every new product... business flow. As a member of the Pre-Trade Management team, the team member will be primarily responsible for coordinating...

: Working with various trade surveillance and electronic communication monitoring automated tools, conducting reviews of alerts...-dealer operations or compliance Previous experience with any monitoring tools a strong plus Series 7 or Securities...

: Working with various trade surveillance and electronic communication monitoring automated tools, conducting reviews of alerts...-dealer operations or compliance Previous experience with any monitoring tools a strong plus Series 7 or Securities...

holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo... of benefits to its employees. Role Description The candidate will support the Global Trade Finance businesses from our New...

of benefits to its employees. Role Description SMBC's Compliance Department Americas Division is seeking a Vice President... of Banking (Americas Team) Compliance Monitoring and Testing. The Vice President is responsible for execution of the monitoring...

of benefits to its employees. Role Description SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team... holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo...

a difference. And we're growing fast. We're looking for a Vice President to support our Product, Compliance Essentials team.... This can be a remote position (must be located in the United States). Position Summary The Vice President of Product...

Corporate Title Vice President Location New York, NY Overview You will focus on providing real-time support to the FIC...Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Rates...

Compliance Officer to join the Fortress Legal and Compliance Department. Fortress is a SEC-registered investment adviser... will be based in Dallas. The successful candidate will work with members of the Legal and Compliance Department...

, you will manage key products under CCOR's Global Compliance Trade and Electronic Communications Surveillance Program. Your role...Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping...