TRAINING AND COMPLIANCE OFFICER jobs in GREATER LONDON, United Kingdom #3

of annual regulatory training plan for the Business as well as ad hoc trainings, as needed. Providing Compliance input.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

of annual regulatory training plan for the Business as well as ad hoc trainings, as needed. Providing Compliance input.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

's CMP, under guidance from the Compliance Officer. Prepare reports in respect of all monitoring for review by/discussion... with the Compliance Officer, in accordance with Company guidelines. Assist the Compliance Officer with monitoring...

Risk and Compliance Services (RCS) function, reporting to the Chief Compliance Officer (CCO) and Money Laundering Reporting... compliance that apply to all activity of Amazon Payments UK and Amazon Capital Services Limited. This role operates within the...

officer, compliance manager, or similar position in a related field. Advanced analytical abilities. Effective research... and report on the organization’s compliance (to quality, information security and business continuity standards) Identify...

a Financial Crime Compliance (FCC) Vice President to lead the Governance workstreams within the Financial Crime Compliance “FCC... base of financial crimes compliance areas including Anti-Money Laundering, Sanctions, Counter Terrorist-Financing, Anti...

and implement measures to mitigate identified risks. Conduct regular compliance risk assessments and audits. Training... and Education: Design and deliver training programs to educate employees on compliance obligations. Embed a culture of compliance...

team comprises over 60 individuals in the UK, reporting through to the Chief Risk Officer. The Compliance team located in...Location: London Job title: Compliance Specialist Who we’re looking for We are looking for a Compliance Specialist...

to Chief Compliance Officer To provide a key point of contact between the Marketing business lines and Compliance. The..., you must be able to commute to and work in the City of London as a norm*** Compliance Manager (Financial Promotions) - reporting...

team of the Global Chief Compliance Officer (GCCO) from our London office. Work with the Global Compliance Directors (GCD.... For more information, please visit our website: www.ipgmediabrands.com. Position Summary The Global Compliance Manager (GCM) role...

with the coverage of Corporate Treasury and Executive Office. The role of this Compliance Officer is to articulate and maintain... governing these businesses to assist the firm in mitigating regulatory and conduct risk in EMEA. The Compliance Officer provides...

and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the... and requirements Recommend compliance testing or forensic work to be performed Develop and deliver communications and training to the...

Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk... to electronic trading Support the Compliance training programs related to electronic trading Assist with regulatory examinations...

Responsibilities Assist the Compliance Officer in designing/improving the Compliance Monitoring Programme framework and carry out...The primary objective of the role will be to assist in the execution and ongoing improvement of the Compliance...

Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client... is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...

. More about us: We are seeking a highly skilled an d experienced Senior Compliance Officer to join our team as a MLRO (Money Laundering Reporting... risks and develop strategies to mitigate them Provide guidance and training to employees on compliance-related matters...