TRADING RISK CONTROL jobs in NEW YORK, United Kingdom

of benefits to its employees. Role Description SMBC Capital Markets is an interest rates derivatives trading company based in... years and is a leading market-maker in several markets. The Trading group in Capital Markets is seeking a highly motivated...

Senior Vice President, Non-Trading Market Risk The Chief Risk Officer for Finance (Finance CRO) organization provides... for credit reserves, and Basel Advanced RWA Non-Trading Market Risk Management group, as a part of the Finance CRO organization...

Senior Vice President, Non-Trading Market Risk The Chief Risk Officer for Finance (Finance CRO) organization provides... for credit reserves, and Basel Advanced RWA Non-Trading Market Risk Management group, as a part of the Finance CRO organization...

for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third... activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any...

and other Control Functions to enhance risk management across electronic trading perform post trade monitoring of supervisory controls..., including electronic trading, business aligned COO, technology, and control functions. You will provide subject matter expertise...

with stakeholders, evaluate and perform an end-to-end analysis of the business' risk and control environment to identify significant... effectively, and essential to a proactive risk and control culture that leverages proven evaluation strategies and sound change...

-down risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation. Job responsibilities... In partnership with stakeholders, evaluate and perform an end-to-end analysis of the business' risk and control...

Job Description: Job Title: Front Office-Risk Control Officer Corporate Title: Vice President Location: New York..., NY Overview The Global Financing & Credit Trading (GFCT) Business Control Unit (BCU) is a global function of the 1st...

control thresholds based on any available analysis of historic, current or forecasted data. Working with Risk Management... exceed control thresholds (e.g., early warning risk trigger, management risk limit, etc.) Championing data requirements...

remediation and management of operational risk issues and/or identified control weakness. This includes both business-specific... the effectiveness of established operational risk management controls. · Complete risk and control self-assessments...

with settlement groups and reconciling trades & systems help establish a strong risk control environment and ensure trades...? We're looking for a desk trade capture specialist to: support trading in FX derivatives and act as a point...

, with a strong focus on trading applications and initiatives. Essential Duties and Responsibilities: Candidate will work under the... direction of the GEIB Project Director and must be able to operate within a high-risk, complex IT environment. This role...

knowledge directing exam staff regarding the Risk Scoping of examinations through identifying and relaying trading risk areas..., and those in which they control trading or have a financial interest (including any trust account of which they are a trustee...

best possible decision-making tools as risk decisions are made. The role will span many aspects of the credit trading business such as price... formulation, real-time risk analytics, covering all aspects of credit trading for both single bonds, bond portfolios, ETFs...

regarding trade reconciliation issues. Review transaction cost analysis to ensure quality control, proof for errors and help... and post-trade spot checks) in support of trading and trading operations. Effectively communicate with middle office regarding...

About Us Rothschild & Co is a leading global financial services group with seven generations of family control... Ensure compliance with Rule 15a-6 Ability to identify current and emerging regulatory risks, implement risk mitigation plans...

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Rates... Sales & Trading business. The FIC Sales & Trading business focuses on credit, rates, securitized products, foreign exchange...