TRADE SURVEILLANCE VICE PRESIDENT jobs in UNITED STATES, United Kingdom

Vice President, Compliance – Trade Surveillance Country: United States of America This Trade Surveillance role...’s responsibilities in ensuring the completeness and integrity of the Firm’s trade surveillance program. The incumbent works closely...

: Working with various trade surveillance and electronic communication monitoring automated tools, conducting reviews of alerts... will provide more details. Responsibilities The general responsibilities for the Surveillance AVP include the following...

: Working with various trade surveillance and electronic communication monitoring automated tools, conducting reviews of alerts... will provide more details. Responsibilities The general responsibilities for the Surveillance VP include the following...

Job Description: Job Title Surveillance Lead Corporate Title Assistant Vice President Location Jacksonville, FL... Overview The External Monitoring Group (EMG) is an independent Level 1 control function performing trading surveillance...

holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo... of benefits to its employees. Role Description Sumitomo Mitsui Banking Corporation is hiring an E-communications Surveillance...

, you will manage key products under CCOR's Global Compliance Trade and Electronic Communications Surveillance Program. Your role... subject matter expertise in trade and communications surveillance data and functional domains to guide the design...

Surveillance Program team, you will be responsible for managing key products within CCOR's Global Compliance Trade and Electronic... and quality of delivery. Leverage and deepen subject matter expertise in trade and communications surveillance data...

Corporate Title Vice President Location New York, NY Overview You will focus on providing real-time support to the FIC...) related to Rates sales and trading activities, surveillance and monitoring of controls, supervision, and other issues...

Job Description: Job Title Lead DevOps Cloud Engineer Corporate Title Vice President Location Cary, NC Who... and its clients. This specific role is with Level One Surveillance where we are monitoring all trade activities looking for anomalous...

Job Description: Job Title Software Development Engineer in Test Lead Engineer - Assistant Vice President Corporate... Title Assistant Vice President Location Cary, NC Who we are In short – an essential part of Deutsche Bank’s technology...

the maintenance of the firm's Restricted Trading List Reviewing trade surveillance reports of fund trading activity...

surveillance inquiries Provide principal approval for brokerage trade corrections. Review and action brokerage account maintenance...

holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo... will perform ongoing counterparty surveillance, risk exposure monitoring, ad-hoc analysis on various risk analytics project...

of benefits to its employees. Role Description The Communications Surveillance Vice President role will report to the Lead... Surveillance Program. As a change agent, Communications Surveillance Vice President will play an integral role partnering...

contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may... Systems has an opening for a Level 3 Principal International Trade Compliance Analyst to join our team of qualified, diverse...

weekly report meetings with the Company Vice President • Your responsibilities may include working outside normal business... • The ability to represent the company in a professional manner to clients, environmental testing laboratories, and trade...

results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. In addition, Northrop... to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. In...