, manipulation, and regulatory violations. Key Responsibilities: * Trade Surveillance: Conduct real-time and post-trade...) are a plus. 3+ years of experience in trade surveillance, compliance, or a related field within the financial industry...
Barclay Simpson, and are able to adapt to a changing regulatory landscape. The Global Market Surveillance Compliance team ("MSC") is part of the... development and oversight of market abuse surveillance controls. MSC helps identify and prioritize the compliance and regulatory...
Goldman SachsCorporate Title: Assistant Vice President (AVP) Role Description The External Monitoring Group (EMG) is an independent Level...Job Description: Job Title: External Monitoring Group (EMG) – Client Surveillance Lead Location: Birmingham...
Deutsche Bank