SENIOR TRADE COMPLIANCE ANALYST jobs in NEW YORK CITY NY, United Kingdom

for every future! Purpose: The Senior Analyst, Regulatory Obligations & Controls contributes to the overall success... policies and procedures. This Senior Analyst will report to the Senior Manager, Regulatory Library Integration Lead...

for every future! Purpose: The Senior Analyst, Regulatory Obligations & Controls contributes to the overall success... policies and procedures. This Senior Analyst will report to the Senior Manager, Regulatory Library Integration Lead...

and Reporting This role is based in New York. This role reports to the Senior Manager of Compliance. The Firm may modify.... Position Summary Work with Compliance Leadership and the Office of the General Counsel (“OGC”) to help ensure Firm employees...

Senior Business Analyst, Capital Markets – Work From Home We have multiple Senior Business Analyst openings.... Only looking for W-2 candidates. Candidates must have worked as a Senior Business Analyst in Equities Trading, Options Trading, e-Trading...

Senior Business Analyst, Capital Markets – Work From Home We have multiple openings for this Senior Business Analyst.... Only looking for W-2 candidates. Candidates must have worked as a Senior Business Analyst in Equities Trading, Options Trading, e-Trading...

they are and what they contribute. To learn more about CIBC, please visit What You’ll Be Doing As a Senior Systems Analyst on the US Risk... capabilities and enable our bank’s continued growth. The Senior Systems Analyst will be responsible for helping to design...

supply chain disruptions, locate missing children, and more. The Role As the Senior IT SOX Analyst..., reporting, and remediation. As a key advisor and stakeholder, the Senior IT SOX Analyst will be addressing business issues...

holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo... of benefits to its employees. Role Description SMBC's Global Structured Finance Department is looking for an Analyst...

. Assist senior salespeople in formulating and marketing trading ideas to clients. Provide trade execution support including... holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo...

Coverage support to Senior Banker. Monitor and ensure compliance with all Know Your Customer, internal monitoring requirements... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...

Coverage support to Senior Banker. Monitor and ensure compliance with all Know Your Customer, internal monitoring requirements... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...

holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo... of benefits to its employees. Role Description SMBC is hiring an Analyst within the Sponsor Finance - Portfolio Management...

holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo... Associates and more senior team members of the Bank's Fund Finance Solutions Department (“FFSD”), including preparing credit...

holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo... of benefits to its employees. Role Description Oversee and review accuracy of fixed income traded executions. Make trade...

and Asia. Responsibilities Work closely with senior LPMs to develop trade ideas to enhance portfolio composition and income... implementation of trade programs, working with sector PMs and traders across all major fixed income markets(corporates, securitized...

holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo... with senior audit management and business leadership. Facilitate audit issue tracking to ensure timely remediation. Role...

, specialized training or certification to provide analytical support to senior analysts, sales, trading and clients.... Responsibilities include collection, organization, and analysis of market and financial data, and development of trade ideas for client...