SENIOR REGULATORY AND AUDIT jobs in CITY OF YORK, United Kingdom #8

for intervention and control enhancement. USCS is looking for a Senior Manager of Risk ID & Assessment focused on ensuring control... partners across numerous business units and functional areas. The Senior Manager USCS Risk ID & Assessment will: Provide...

that support the control environment to achieve operational excellence and audit readiness. As a Risk Management - Control... committees / governance forums and related metrics reporting; regulatory-related initiatives Confirm that controls are properly...

The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible..., and executing on business initiatives within permissible statutory and regulatory frameworks Assess complex issues, structure...

diligence, and underwriting, and interfacing with senior management and business personnel. You will be expected to analyze... bank and related sectors. Experience leading/managing internal and external audit coordination...

decision-making committees. Prepare material for Senior committee meetings and Regulatory bodies. Chair working groups Manage... between our business and regulatory goals. The Lending Transformation Program (LTP) is a key initiative within ICM. The goal...

The Core Accounts Controls & Regulatory Management (CRM) Manager, Director reports to the Liquidity Management Services... partners to document corrective actions Risk and Regulatory Compliance (Fed, OCC, PRA, CFPB, FDIC and others) Coordination...

for planning, coordinating, and directing the activities of the audit program, ensuring staff is well trained, knowledgeable... to clients and senior leaders, prepares for and participates in weekly/monthly/quarterly QBRs and new client implementations. The...

Transformation / change projects within Capital Markets to address regulatory, audit, risk and control and / or risk management... issues Apply knowledge of Markets business and products (FICC and Equities) and / or regulatory capital to help steer...

initiatives to address regulatory, audit, risk and control and / or risk management issues Working knowledge of Capital Markets... and regulatory understanding. Primary Responsibilities: Manage all multiple projects within the FRTB SA program, from initiation...

and heart to drive a better tomorrow. What You Will Do: Role Overview EDPR NA DG is looking for a Senior Manager..., with experience performing policy and financial analysis, due diligence, financial and construction budgeting, and regulatory...

regulatory, audit, risk and control and / or risk management issues Working knowledge of Capital Markets business and products.... Ensure compliance with relevant regulatory requirements Engage senior stakeholders continuously by escalating and resolving...

inquiries or examinations related to the credit card product. Serving as the liaison with regulatory examiners, Internal Audit... in and oversee a variety of governance and planning initiatives at the senior level. This role will manage a team...

documentation for regulatory requirements associated with Investment and Operational Due Diligence (aka IDD/ODD) for fund.... Special project assignment duty at the request of Senior members of the Manager Research team, such as periodic publications...

risk management regulatory requirements in the United States and United Kingdom; Developing and reviewing enterprise risk..., European Central Bank & Prudential Regulation Authority, and internal audit requests and enquiries; Defining and implementing...

for each sub-capability to ensure adaptability under various stress scenarios and compliance with the latest regulatory... expectations Support capability owners in responding to regulatory exams, testing, and inquiries in a timely manner Knowledge...

documentation for regulatory requirements associated with Investment and Operational Due Diligence (aka IDD/ODD) for fund.... Special project assignment duty at the request of Senior members of the Manager Research team, such as periodic publications...

. They will partner closely with various senior stakeholders and subject-matter experts (SMEs) to gather capability chapters and auxiliary... inputs. They are also responsible for ensuring capabilities meet regulatory requirements, Citi’s expectations...