SENIOR REGULATORY AND AUDIT jobs in CITY OF YORK, United Kingdom #7

monitoring activities. Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory... control standards, including timely implementation of internal and external audit points together with any issues raised...

with various federal and state agencies as required. Handle any payroll audit requests and work with tax agencies and payroll... service providers to resolve tax issues. Remain current on new legislation and regulatory rulings impacting all domestic...

and evaluate physical condition of establishment for safety and quality Audit and maintain inventory, supplies and equipment May... forecasting and trends Ensure safety and regulatory compliance with local, state, and federal regulations such as, FLSA, OSHA...

, organization, markets, products, technologies, customers, competitors and regulatory environment in order to identify trends, spot... Corporation. These FCC businesses provide lending, regulatory and investment compliance solutions to financial institutions...

insights to drive tangible business value. Understand and adhere to the Company's risk and regulatory standards, policies..., including timely implementation of internal and external audit points together with any issues raised by external regulators...

and thoughtful regulatory expertise in response to business initiatives, line of business guidance requests, internal and external... audits, and regulatory examinations. Ensure compliance with existing processes and procedures and recommend new ones...

standards. Audit work includes continuous monitoring, formal audit coverage, and at times may include regulatory issue... results of the controls planned in the audit program - Documented awareness of the regulatory requirements, impacts...

under management including compliance with all regulatory and banks SOPs, Policy Documents Keep Senior Business and Risk management... consistency with Bank's KYC, AML policies and regulatory requirements. Monitor and maintain the credit quality of the portfolio...

/monitoring development, establishing triggers for easing and tightening credit underwriting standards, CRVD and Audit compliance... that credit writeup are approved in timely manner and internal ratings, JP classification and US Regulatory classifications...

or regulatory exam support experience with at least 3 of which should involve compliance testing or audit. Experience/background in... regulatory requirements, processes, policies, procedures to assess controls within the first and second lines of defense...

with the organization's overall risk management framework and business objectives. Provide strategic direction to senior... experience in operational risk management (e.g., within Risk and/or Internal Audit function) Understanding of critical...

Line of Defense (Internal Audit) teams to ensure adequate implementation of risk management framework requirements..., to ensure the EDDS business meet compliance and regulatory requirements within the TLM Program. The Analyst, EDDS Operational...

or regulatory exam support experience with at least 3 of which should involve compliance testing or audit. Experience/background in... regulatory requirements, processes, policies, procedures to assess controls within the first and second lines of defense...

, which is responsible for a large and varied, global book of work, covering technology, regulatory, audit and business-driven change... and providing frequent and accurate status updates to senior management and the Legal Executive Committee Liaise with stakeholders...

outcomes of first line-of-defense risk program execution. Monitor legal, regulatory, compliance and audit matters for assigned... teams and internal partners. Interface with senior leaders and key partners across the organization. Review and challenge...

to senior leadership, and partner with cross-functional teams to design workflows that provide world-class, customer-centric... and verbal), regularly communicating with senior managers, business leaders, and other stakeholders to support key business...

The Director in Capital Remediation is a senior role within the Controllers Organization that will report to the Global... Head of Capital Remediation. The individual will serve as an integral member of the Controllers Regulatory and Capital...