SENIOR REGULATORY AND AUDIT jobs in CITY OF YORK, United Kingdom #6

of audit, regulatory, valuation, and financial analyses services to design solutions that address our clients’ complex...Industry/Sector FS X-Sector Specialism Assurance Management Level Senior Manager Job Description & Summary...

a passion about our future. Learn why so many people have made the choice to join our team – and stay here. Job Title Senior... opportunity for a Senior Quality Assurance Auditor. Pay Range: $80k-$100k Job Summary: The Senior Quality Assurance Auditor...

of benefits to its employees. Role Description SMBC would like to hire a Senior Compliance Program Manager who... would be responsible for the execution of tasks to support senior management within the Americas Division Compliance Department...

of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function..., Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large...

Job description Business type Types of Jobs - General Inspection / Audit Job title Senior Auditor - Capital Markets (Associate..., and at times may include regulatory issue validation testing: - Independently carry out audit planning and fieldwork of audit...

Job description Business type Types of Jobs - General Inspection / Audit Job title Senior Auditor - Capital Markets (Associate..., and at times may include regulatory issue validation testing: - Independently carry out audit planning and fieldwork of audit...

Job Description: Job Summary: The Assurance Senior Manager is responsible for developing suggestions to improve... client internal controls and accounting procedures as well as advising the client on various economic and regulatory risks in...

Job Description: Job Summary: The Assurance Senior Manager is responsible for developing suggestions to improve... client internal controls and accounting procedures as well as advising the client on various economic and regulatory risks in...

Management (audit requirements, fraud prevention, Know Your Customer (KYC) and customer information profile (CIP)). Reach out.../operational risk controls in accordance with Company or regulatory standards and policies. Promote an environment that supports...

risk controls in accordance with Company or regulatory standards and policies. Promote an environment that supports... and external audit points together with any issues raised by external regulators as applicable. Complete other related duties...

quality KPIs. Provides leadership and guidance for all Quality aspects to ensure compliance with regulatory and quality... systems of Vita Coco. Conducts internal audit assessments of all co-manufacturing facilities, issues timely reports...

to be prepared for a successful post closing audit. Underwriter needs to be flexible to pivot quickly to incorporate new procedures..., and borrower details for each transaction. Responsible for reviewing subordinate debt documents and regulatory agreements in...

/operational risk controls in accordance with Company or regulatory standards and policies. Promotes an environment that supports... of internal and external audit points together with any issues raised by external regulators as applicable. Completes...

, within the framework of FTA and FRA safety program regulatory requirements. This position requires technical support to safety... studies, evaluations, and reports for project issues relating to system safety. Prepares audit reports and corrective action...

, within the framework of FTA and FRA safety program regulatory requirements. This position requires technical support to safety... studies, evaluations, and reports for project issues relating to system safety. Prepares audit reports and corrective action...

. Collaborate effectively with all stakeholders and partners to ensure regulatory compliance. Partner with Operation Excellence... Responsible to ensure supplier compliance of AXP standards/requirements. Drive departmental standards and audit /review...

perform contractual SLAs and service obligations. Ensure compliance with corporate Governance, Security-Risk and audit... and expertise in the following areas - Email Privacy and Regulatory Compliance Email Filtering and Routing Email Fraud Defense...