in all areas of prudential risk. You will play a strategic role in providing assurance to senior stakeholders...We are currently seeking a highly skilled Market and Liquidity Specialist to join a leading financial organization...
Marks SattinFinancial Conduct Authority and Prudential Regulation Authority. Register no. 104877. 'the West Brom' is a trading name of West... of financial principles, and the ability to communicate complex ideas effectively. Key Responsibilities: Conduct in-depth...
West Bromwich Building Societyof the business’s engagement with the Prudential Regulation Authority (PRA), the Financial Conduct Authority (the FCA... this outcome. This is a senior role within the team reporting into the Director of Regulatory Affairs. In particular, this role...
M&G. Great Lakes Insurance UK Limited (“GLLS”), regulated by Prudential Regulation Authority and the Financial Conduct Authority.... Responsibilities: Provide legal consultation and advice to Great Lakes Senior Management team on matters relating to Great Lakes UK...
Munich ReEstablished financial services company seeks sole commercial lawyer and company secretary. You will be integral... and employment contracts. As company secretary you will have responsibility for ensuring compliance with all financial and statutory...
Taylor Rootand competence (as assessed by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential...Job Description: Margin Trading is a front office risk management group within Prime Financial Services (PFS) tasked...
JPMorgan Chasefinancial concepts in a clear and concise fashion makes you an impactful partner to internal desks, management and senior... and competence (as assessed by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential...
JPMorgan Chasebe ‘Certified’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime...
Avivaof the business’s engagement with the Financial Conduct Authority (the FCA), the Prudential Regulation Authority (PRA... this outcome. This is a senior role within the team reporting into the Director of Regulatory Affairs. In particular, this role...
M&Gsubmission of COREP (Common Reporting) data to the Prudential Regulatory Authority. We want individuals who take responsibility..., in the heart of the UK’s financial centre. And we have everything we need to work flexibly. The team The Group...
Schrodersclient asset rules set by the Financial Conduct Authority (FCA) and outsourcing requirements set by the Prudential Regulation...) and relevant Senior Management Functions (SMFs) are able to deliver on their regulatory responsibilities. You will work closely...
JPMorgan Chasethis role you’ll be ‘Certified’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers...
AvivaFinancial Conduct Authority (FCA) and outsourcing requirements set by the Prudential Regulation Authority (PRA... Asset Oversight Officer (CAOO) and relevant Senior Management Functions (SMFs) are able to deliver on their regulatory...
JPMorgan Chase) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities.... Job responsibilities Originating, structuring and execution of debt capital markets transactions working closely with the senior team...
JPMorgan Chase. Requirements THE ROLE: The Regulatory Reporting lead has responsibility for all Prudential reporting to the PRA, FCA and Bank... Senior Management accordingly. · Involvement in the annual Pillar III, ICAAP, and ILAAP processes. · Preparation...
DF Capitaland management at senior levels. Preferred Qualifications, capabilities, and skills Demonstrable proficiency in KDB Macro... of fitness, propriety, knowledge and competence (as assessed by the Firm) and (where appropriate) approval by the UK Financial...
JPMorgan Chasehours per year In this role you’ll be ‘Certified’ under the Financial Conduct Authority / Prudential Regulation Authority...’s Senior Managers and Certification Regime (SMCR). This means that we’ll need to complete some regulatory background checks...
Aviva