SENIOR COMPLIANCE RISK MANAGEMENT jobs in ENGLAND EUROPE, United Kingdom #18

, and serving as the primary point of contact for regulatory agencies. The Head of Compliance collaborates with senior management... Management: Identify, assess, and manage compliance risks across the organization. Develop and implement risk mitigation...

as appropriate Manage these risks appropriately including involving your line management and the Chief Risk Officer as necessary..., rules amongst other activities Detailed Responsibilities * Front Office System oversight and management Wall crossings...

. Supporting Financial Crime colleagues and the group’s Risk and Compliance functions to develop and enhance monitoring... and management of evolving sanctions risks. Supporting with the delivery of training and awareness on sanctions compliance...

as a senior compliance expert to ensure our company and employees adhere to all regulatory requirements, internal policies... and implement compliance policies and procedures. Conduct regular compliance risk assessments and audits, identifying areas...

, and implement and track mitigation strategies identified in the risk assessment processes. Compliance Framework Development... with and update senior leadership in partnership with Legal and Compliance teams on project statuses, compliance gaps, strategic...

firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second... risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the...

Minimum Qualifications 3+ years of compliance/audit/risk management and/or corporate strategy experience in a large complex organization...) Program Management experience supporting product development and/or regulatory and compliance initiatives Big 4...

Program of all LOBs in the UK. This will include: completing Compliance Risk Assessments; drafting the Annual Compliance... Plan; completing the Business Unit Compliance Assessment; and advising on Issue Management, Regulatory Change Management...

their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes... understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the...

Job Description Our client based in North London are currently recruiting for a Senior Technical Compliance Manager... will be responsible for establishing and managing policies, practices and technical standards to ensure compliance and manage risk...

will not be considered. Responsibilities will include: General Responsibilities Assist in day-to-day management of compliance matters... with internal and external stakeholders Assist the Head of Compliance and other senior compliance stakeholders when required Work...

: Knowledge of Compliance Risk Management Programs, Compliance Risk Assessment including counterparty due diligence. Results... on project management, analysis and execution of key compliance initiatives for the business including: Uplift of the...

range of Regulatory risks, governance, processes, and controls, coordinating with all staff levels, including senior management and deep... or support the review and completion of the Risk and Control Self-Assessment (RCSA) for Group Compliance. Identify relevant...

Manager, Senior Compliance Counsel and Compliance Director. Assist with lateral hire clearances and external appointment...Elite US firm housed in central London seeks a new permanent AML/Compliance Analyst to join the growing team. The role...

by Senior Compliance Executives/Compliance Manager. Assisting the team with migration of all engagements onto a new KYC...Compliance Assistant We are searching for an experienced Compliance Assistant About the department People...

with all areas of the business, as well as having the opportunity to engage directly with senior management and external stakeholders... processes. Perform a ''Deep Dive' analysis of evidence of compliance in areas of high risk to support the outcomes of the self...

Onboarding and Management (“COM”) program by building, developing, and leading a compliance operations team responsible... collaboration with Support, Risk, and other operations teams within Block Qualifications You have: 5+ years in a AML senior...