SENIOR COMPLIANCE OFFICER INVESTMENTS jobs in UNITED STATES, United Kingdom

Senior Compliance Officer, Investments Compliance Location: Parsippany, NJ or New York, NY At AIG..., we are reimagining the way we help customers to manage risk. Join us as a Senior Compliance Officer, Investments Compliance to play...

AIG

of compliance with appropriate laws and regulations for private equity funds and hedge funds. The position will also support... compliance for all business lines as well as tackling larger compliance projects. The primary job responsibilities will include...

U.S. Bank

! Job Description The Department The overall responsibility of this Compliance Officer position is to assist Invesco, Ltd.’s U.S. business... time compliance responsibility, forensic and transactional testing, becoming a resource to senior management...

Invesco

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Rates... others and engage senior stakeholders and foster collaboration among Compliance, the Business and other infrastructure functions...

Deutsche Bank

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets...; draft, update, and implement relevant policies and procedures Provide regulatory/compliance training; assist the Business...

Deutsche Bank

and programs. Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised.... Ares is seeking a talented Compliance professional to join our Legal and Compliance team to serve as a senior team member...

Ares Wealth Management Solutions

Investments, essential duties of the Senior Compliance Program Officer include: Oversee aspects of the SFAC’s grantmaking... Commission is hiring a Senior Compliance Program Officer to serve as the primary, point of contact for incoming and outgoing...

City and County of San Francisco

/Executive Chief Compliance and Risk Officer, working closely with the RPW and RPW senior leadership to collectively support the... growth, dynamic company within a rapidly expanding legal and compliance department. The SVP, Compliance and Risk Officer, Hub...

Hub International

Who You’ll Work With: We are seeking a highly experienced and strategic Chief Financial Officer for Investments... to join our Finance team. The CFO of Investments will be responsible for providing financial leadership and guidance to the Investments...

AllianceBernstein

, and colleagues to ensure compliance with investment policies and accurate reporting of investments. Work closely with SFERS’ real... Appointing Officer. Job Description What We’re Looking For SFERS seeks an experienced investment professional for the...

City and County of San Francisco

Hedge Fund/Family Office Consultant - Chief Risk Officer, Investments Join our experienced roster of consultants... Hedge Funds and Family Offices in the world and sharing your experience as aChief Risk Officer, Investments in helping...

Arootah

of management and sales through the establishment of client relationships with senior level buyers at the CFO, CIO and Trustee... and other internal teams such as legal, compliance, and operations. She/he will play a vital role in continuing to enhance the proactive...

Northern Trust

investments. In addition to driving investment performance, the Senior Director Investment Generalist will be responsible... expectations of the Senior Director role at CHOP. Other duties as assigned by the Chief Investment Officer and VP Investment...

Children’s Hospital of Philadelphia

The Privacy Compliance Officer will support the Global Head of Privacy and Data Protection by implementing the Global..., and regulatory compliance. The Privacy Compliance Officer will be responsible for: Supporting the Global Head of Privacy and Data...

Michael Page

Who we are looking for We are looking for a highly motivated and experienced Compliance Officer, AVP... Officer will design, execute, and enhance advisory reviews to demonstrate oversight of compliance with policies and support...

State Street

of benefits to its employees. Role Description The Employee Compliance Officer will join a team that is responsible... for implementing the firm's policies on personal trading and investments, outside business activities, political contributions...

Sumitomo Mitsui Banking Corporation

for Singapore's financial future, and the communities we invest in worldwide. The Legal and Compliance Department (LCD... Compliance Team We govern and escalate material regulatory, compliance, reputational risks and incidents to the GIC Board...

GIC