SENIOR COMPLIANCE OFFICER INSTITUTIONAL jobs in NEW YORK CITY NY, United Kingdom

Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location... Senior Compliance Officer - Institutional Sales Coverage position sits in DWS Business Line Compliance (“DWS” Compliance...

, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large..., the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...

of - and in partnership with - the Senior Director of Development, Chief Advancement Officer, co-CEOs, and other Advancement... our and leveling the playing field for all children. To learn more, visit . Reporting to the Senior Director of Development, the...

of benefits to its employees. Role Description The successful candidate will serve as the Chief Compliance Officer (CCO..., training, and maintenance of compliance manuals, policies, and procedures. Engage with and advise senior management and staff...

with regional Compliance coverage, internal and external subject matter experts, business, and senior management to enhance..., the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...

of benefits to its employees. Role Description SMBC would like to hire a Senior Compliance Program Manager who... would be responsible for the execution of tasks to support senior management within the Americas Division Compliance Department...

Officer is a senior-level position responsible for managing the Portfolio Health Monitoring process with focus on CCR...Institutional Credit Management (ICM) works closely with our front line businesses to serve as a critical component...

with the IT, HR, Accounting areas, etc., for operational and administrative issues To support the Compliance Officer and the... Representative Officer, (CRO). The position is focused on leading the commercial activity of the Rep Office, especially...

of expertise. Excellent communication skills required in order to negotiate internally, often at a senior level. Developed... within the team/project. Responsibilities: The Private Bank at Citi (CPB) is part of the Institutional Clients Group...

, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... with senior audit management and business leadership. Facilitate audit issue tracking to ensure timely remediation. Role...

, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... units. Improve workflows and data gathering / sharing through partnerships with units such as finance, compliance, legal...

, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... units. Improve workflows and data gathering / sharing through partnerships with units such as finance, compliance, legal...

, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... units. Improve workflows and data gathering / sharing through partnerships with units such as finance, compliance, legal...

AML/BSA compliance is a must) Experience advising on compliance programs involving institutional financial products... Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program...

institutional swap dealers or banks. Swap Dealer EAC The Swap Dealer Enterprise Area of Coverage (EAC) Compliance & Operational... of markets, swaps and futures trading products, compliance risk management practices, and CFTC Rules covering swaps and futures...

as well as assure we are on track with our compliance. The Development Officer will assist with and ultimately manage a portfolio...Development Officer The Futuro Media Group (New York, NY) The Futuro Media Group is an independent, nonprofit...

CHIEF DEVELOPMENT OFFICER Organization Mission: Oliver Scholars prepares high-achieving Black and Latinx students... Summary and Reporting: Reporting to the Chief Executive Officer (CEO), the Chief Development Officer is a key member of the...