SENIOR COMPLIANCE MONITORING OFFICER jobs in EUROPE ENGLAND, United Kingdom #4

to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime... Risk, Core Compliance and Wealth Management. What you’ll do Undertaking on-going desk-based monitoring of trading...

successful candidate will be responsible for supporting the implementation and monitoring of the Compliance Program for S&P Global Market..., investigations, and other compliance monitoring activities. Besides technical knowledge and experience in the operation...

Officer (MLRO) to join our team in the UK, who will report to the regional Chief Compliance Officer for Europe. You will drive... to senior management and Board of Directors to communicate all relevant compliance issues and escalate any important or high...

on the supplier register, as well as supporting with supplier reviews. Work with the Senior Quality Officer to ensure...Job Description: Excited to be partnering with Oxehealth, global leader in contactless patient monitoring, to recruit...

Compliance Officer. We currently operate a hybrid working model at IBKR, and so you will be able to commute to our fantastic... and execution of the firm's periodic compliance risk assessment. Execute and assist in optimisation of the firm's monitoring...

Data Compliance & Governance department and reporting into the Data Protection Officer, the Head of Data Protection... our ability to meet compliance obligations, reduce risks and deliver commercial objectives. Reporting to senior management on key DP...

responsible for compliance monitoring tasks within this area. The role reports directly to the Co-Head of Trading and Investment... best execution, market abuse, fair & timely trade allocation, and cross trades. Perform the Compliance Monitoring Plan (CMP) control...

's all about you.. We've got a fantastic opportunity for a senior Compliance professional to lead the compliance function for the Financial... goals. Lead a small compliance team, providing direction, support, and professional development. Serve as a senior advisor...

to Chief Compliance Officer To provide a key point of contact between the Marketing business lines and Compliance. The... maintenance and revision of applicable policies and documents; Assist the Compliance monitoring team with periodic compliance...

and assessment, monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation... with the coverage of Corporate Treasury and Executive Office. The role of this Compliance Officer is to articulate and maintain...

and assessment Monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation...: At least 6-8+ years of work experience as a compliance officer or in a risk management role preferably focused on operational...

Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client... is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...

Reporting Officer) positions. This strategic role involves developing, implementing, and maintaining robust compliance policies... and programs, and providing guidance on compliance matters to senior management and other stakeholders. Key Responsibilities...

Job Description: Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop... and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify...

. Reporting to the Ripple Group's Chief Compliance Officer in the United States, you will implement and maintain the local AML/CTF... local registrations and authorisations. In coordination with the Chief Compliance Officer, build local compliance...

functions and associated partnerships are held effectively. You will support Senior Officers to ensure ongoing compliance... difference to children, young people and families lives in North Lincolnshire? If so, an Assurance Officer role may...

of people, including senior team members to ensure compliance and address areas of concern... environment? We are looking someone to join us as a Health and Safety Officer. You will be joining the St Mungo’s Safety...