SENIOR ADVISOR COMPLIANCE – SURVEILLANCE jobs in USA, United Kingdom

) Intelligence, Surveillance and Reconnaissance (ISR) mission. Primary Responsibilities: Provide executive-level assessments... to senior Air Force Wing and Above Command ISR leaders regarding the planning, deployment, operation, and integration...

training and/or certification in securities and/or banking industry to ensure compliance with all securities and/or banking... rules and regulations. Coordinates compliance functions, guides compliance efforts, and act as a liaison between functional...

training and/or certification in securities and/or banking industry to ensure compliance with all securities and/or banking... rules and regulations. Coordinates compliance functions, guides compliance efforts, and act as a liaison between functional...

Center 2 (19050), United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior... Manager The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer...

recognized as an innovator, industry thought leader and trusted advisor to our clients. Overview The Senior Associate... will be a member of the Trade Surveillance team, which is part of the larger Regulatory Compliance team in the Legal and Compliance...

compliance, surveillance and forensics; fraud - employee, card, deposit, payment, mobile, fraud incident investigations..., Financial Services, Senior - Financial Crimes: This position could be located in NY, NC. We help leading financial...

. Within Global Risk, Compliance Risk Management (CRM) provides for shared ownership of risk management and better coordination... compliance and ethical behavior standards in business processes while enabling performance and growth. In its role as a strategic...

Compliance Analyst and Senior Regulatory Advisor to identify and enable priority compliance monitoring screens. Enable access... and analytics capability to deliver market compliance objectives. Main responsibilities: Collaborates with the Senior Market...

as an advisor to a sales and trading business ability to lead projects and drive change with senior business leaders The C... for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third...

to develop solutions. Develop presentations for delivery within compliance as well as to representative and Senior Management..., suitability and best interest reviews, post trade blotter review, transactional approvals, email surveillance and review...

, email surveillance and review and general centralized compliance oversight for the firm(s). Additionally, there may be times.... Centralized compliance supervision of firm’s registered representatives Review accounts for suitability, best interest and proper...

of, professional training for prosecutors and agents. Demonstrated experience serving as a senior legal advisor for general law... regarding OCDETF Co-located Strike Forces. - Offer advice, guidance, support, and training regarding OCDETF program compliance...

) Intelligence, Surveillance and Reconnaissance (ISR) mission. Primary Responsibilities: Provide executive-level assessments... to senior Air Force Wing and Above Command ISR leaders regarding the planning, deployment, operation, and integration...

and Contracts Professional (Senior – Program Manager) Position #: 00815108 – Requisition #:34158 Job Summary: The Division... and interprets the sponsor's requirements with faculty to ensure compliance with appropriate Federal, State, Board of Regents, OGC...

University of Colorado Anschutz Medical Campus Department: Department of Surgery Job Title: HR Senior – Principal... & Operations Manager, the primary purpose of this position is to work as an advisor and knowledge source to the specialist team...

, compliance, trading and research Proactively develop and maintain relationships with financial advisor As part..., Surveillance, and Testing Risk Management Causation Analysis Client Management Market Analysis Product Marketing and Branding...

solutions to complex problems as a Systems Engineer Sr Advisor at GDIT. Here, you’ll tailor cutting-edge solutions to the unique... and Surveillance System (EMARSS) Guardrail Common Sensor (GRCS) Husky Mounted Detection System Long-Range Advanced Scout...