SECURITIES SERVICES SPECIALIST jobs in UNITED STATES, United Kingdom #3

securities industry. Fundamental operating processes and practices of a custody and clearing platform. Operations... and work experience. Five (5) or more years’ experience in financial services / operations including one (1) year as team...

Regulatory Authority (FINRA), Securities and Exchange Commission (SEC), and other regulatory bodies. QUALIFICATIONS...

Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions...

Dorhout Retirement Services is looking for an Account & Onboarding Specialist to join our team! This role will require... the financial industry Life Insurance & Securities License(s) preferred CRM experience preferred About Company...

- presented by Global Fintech Awards ABOUT THIS ROLE Apex Fintech Solutions is a premier entity in the financial services... industry, acclaimed for its sophisticated clearing services. We focus on offering unparalleled solutions, driven by a team...

skills and discover what you excel at—all from Day One. Job Description The Asset Data Services Set Up team is hiring... a Custody Operations Specialist responsible for the operational support and processing of Wealth, Corporate, Commercial...

or more years of related work experience in a securities firm, financial services organization, legal, regulatory, compliance... financial professionals with a sophisticated set of tools, services, and capabilities that deepen client relationships...

or more years of related work experience in a securities firm, financial services organization, legal, regulatory, compliance... financial professionals with a sophisticated set of tools, services, and capabilities that deepen client relationships...

or more years of related work experience in a securities firm, financial services organization, legal, regulatory, compliance... financial professionals with a sophisticated set of tools, services, and capabilities that deepen client relationships...

or more years of related work experience in a securities firm, financial services organization, legal, regulatory, compliance... financial professionals with a sophisticated set of tools, services, and capabilities that deepen client relationships...

or more years of related work experience in a securities firm, financial services organization, legal, regulatory, compliance... financial professionals with a sophisticated set of tools, services, and capabilities that deepen client relationships...

or more years of related work experience in a securities firm, financial services organization, legal, regulatory, compliance... financial professionals with a sophisticated set of tools, services, and capabilities that deepen client relationships...

or more years of related work experience in a securities firm, financial services organization, legal, regulatory, compliance... financial professionals with a sophisticated set of tools, services, and capabilities that deepen client relationships...

or more years of related work experience in a securities firm, financial services organization, legal, regulatory, compliance... financial professionals with a sophisticated set of tools, services, and capabilities that deepen client relationships...

and advisory services business line. You will also be responsible for assessing markets and securities compliance for the brokerage....dallasfed.org/careers About the Role: We are looking for a Broker/Dealer Risk Specialist to be part of a dedicated...

and securities services. The world's most important corporations, governments and institutions entrust us with their business in.... We are seeking a dynamic, experienced Specialist who has custody or settlements experience and is familiar with our regulatory...

of financial services experience Valid and active Securities Industry Essential (SIE), Series 7 & Series 66 licenses (63/65...The Chase Wealth Management Lending Product Specialist (LPS) Vice President serves as a regionally aligned point...