RISK MANAGEMENT COMPLIANCE CHIEF jobs in MIDTOWN MANHATTAN NY, United Kingdom

businesses, and produce reports to Manager and Chief Compliance Officer (CCO). Conduct ongoing monitoring of Firmwide vendors..., regulatory change management, etc. Sub Department: Compliance The successful candidate will ideally possess the following...

eToro

by paid circulation; Factiva, Barron's, MarketWatch, Financial News, DJX, Dow Jones Risk & Compliance, Dow Jones Newswires... (number of days varies based on business need) and report to the SVP, Strategy & Chief of Staff to the CEO. Responsibilities...

Dow Jones

by paid circulation; Factiva, Barron's, MarketWatch, Financial News, DJX, Dow Jones Risk & Compliance, Dow Jones Newswires... (number of days varies based on business need) and report to the SVP, Strategy & Chief of Staff to the CEO. Responsibilities...

Dow Jones

Business Divisions Global Wealth Management Your role Does planning for the unexpected excite... ideal candidate has experience with recovery strategy and requirements, risk assessments, business impact analyses, testing...

UBS

insights on cost-saving opportunities and potential risks. Compliance and Risk Management: Ensure compliance...: Finance Reports To: Chief Financial Officer (CFO) Salary Range: 120K-150K (depending on the experience) We are the...

CyberCoders

serving as a principal FCP advisor to BUSA staff (operations, product, tech teams), BUSA Management, and the Board Risk... and targets Function Category Compliance, Risk Join us At UBS, we embrace flexible ways of working when the role permits...

UBS