. Internal or External Audit, Independent Compliance Risk Management testing, Global Risk Review etc.) where oversight, advisory... closely with 1st, 2nd and 3rd LoD teams towards enhancing the businesses control framework to ensure compliance...
Citigroupand Conduct Risk MI packs for submission at the Delegated Authority Operations Group. Maintain Customer Outcome and Conduct Risk... KRI’s. Identify, set and maintain Customer Outcomes risk controls across Starr entities. Develop & maintain appropriate...
Starr InsuranceMy client is seeking a skilled Compliance Officer to join their team on a temporary 6-month contract... to provide flexibility while ensuring high performance and collaboration. Develop, implement, and maintain compliance policies...
Page Personneland risk strategies. As Information Compliance Officer, the successful candidate will provide specialist advice, guidance... and Electronic Communications Regulations and other relevant legislation. As one of two Information Compliance Officer's in the team...
University of WestminsterCompliance Monitoring Officer FinTech - London Imagine joining a dynamic and innovative fintech offering cutting... Monitoring Officer you will: - Conduct regular compliance monitoring as outlined in CMP - Drive continuous improvements in the...
InterQuest Groupand risk strategies. As Information Compliance Officer, the successful candidate will provide specialist advice, guidance... and Electronic Communications Regulations and other relevant legislation. As one of two Information Compliance Officer's in the team...
University of Westminster. We're actively building it. We are looking for... An experienced, driven and entrepreneurial Senior Compliance Officer... ; Conducting compliance risk assessments and elaborating an annual compliance plan; Developing and implementing a plan of second...
Keyrock. Identify and recommend enhancements to the Compliance Monitoring Framework for early risk identification and timely remedial..., sustainability, volunteering - you'll find like-minded people driving change at Howden. The Role The Senior Compliance Monitoring...
Howden Group HoldingsServes as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance...
CitigroupAbout the role: Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the... implementation of the Sustainalytics Global Compliance Program. This position reports to the Global Chief Compliance Officer (“GCCO...
SustainalyticsAbout the role: Sustainalytics is currently seeking a Chief Compliance Officer. The Chief Compliance Officer... Amsterdam and reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks Job responsibilities: Given the...
Morningstarprovider that seek an experienced Compliance Officer to join their Compliance & Risk team. The client is an award winning...Compliance Officer Lloyd Recruitment Services are delighted to be recruiting on behalf of a specialist finance...
Lloyd RecruitmentOpportunity A well-funded fintech start-up is looking to recruit an ambitious Compliance and Paralegal Officer.... Job Summary As a Fintech Compliance and Paralegal Officer, you will play a crucial role in ensuring regulatory compliance...
SpeyWe are looking for a pro-active, highly motivated and ambitious individual who will hold the role of Regulatory Compliance Officer to expand... adherence to all applicable regulations Conduct checks, risk assessments and assist in the production of compliance reports, in...
Plum FintechWho we are looking for We are looking for a Global Markets Compliance Officer – Vice President who will primarily... developing relevant compliance program elements such as policies and procedures, training, risk assessments, issues management...
State StreetThis Compliance Officer role is an exciting opportunity for a Compliance professional who has a strong interest in... working as a Compliance Officer with a growing sustainable financial services firm. Working closely with the Head...
Michael Page. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... of policy to Compliance and/ or your supervisor as required To escalate risk events immediately To provide input to risk...
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