RISK COMPLIANCE AND REGULATORY jobs in GLASGOW, United Kingdom

that their compliance systems and frameworks are both robust and practical, allowing them to meet regulatory requirements without hindering... commercial law An understanding of Risk & Compliance frameworks If this role is of interest, please don't hesitate to reach...

of risk- based services to the executive. They champion and implement full compliance with Ofgem Data Assurance Guidelines... attention. This will involve: Developing and delivering independent risk-based audit plans of both regulatory submissions...

offering, including e.g. Finance, Risk and Compliance, Financial Crime, Core Banking etc. Committed to growing our business... meetings with senior Legal, Compliance, Risk and Reg Advisory resources to validate any impact assessments, and then liaise...

our Regulatory SHE team may be for you. Our market leading Regulatory Team are specialists in Safety, Health and Environment... and breaches of regulatory law related to health and safety, fire safety, food safety, product safety, building safety...

by focusing on internal and Client related security governance, compliance, audit, due diligence and management of risk. The role... compliance with the ISO27001 certification. Assess and recommend information security, governance, risk management...

to managing conduct, compliance and financial crime risk is intended to seek to ensure good customer outcomes: this, and the... that we maintain compliance with these objectives, and our regulatory obligations, in day to day practice. You will be joining...

like * All regulatory requirements are met in line with a changing regulatory landscape. Compliance and risk management framework.... You will be responsible for ensuring the group complies with FCA regulatory requirements, and the implementation of our FCA compliance...

full compliance with our regulatory requirements and internal policies. UK/EMEA Operations Function Facilitate cyclical... of view to enhance business processes and policies; Risk and Control: Ensure all activities and duties are carried out in...

activities of the full Regulation Team, and will lead within the team on co-ordination and management of regulatory risk... management and reporting activities to ensure we meet our regulatory obligations and react to and mitigate risk appropriately...

remain compliant. Responsibilities: Ensure all channels are selling and servicing in accordance with regulatory... and business guidelines through performing quality checks to meet compliance requirements. Provide monthly reporting to evidence...

models in conjunction with the Operational Trading analytical team. Regulatory Obligations Ensuring that all relevant... licence conditions and risk limits are complied with at all times Internal and External Influencing Developing...

quality audits against risk-based compliance model for customer interactions. Deliver key insights back to the business areas... with our Customers to monitor compliance and gather key insights. Provide timely and comprehensive reporting, highlighting areas...

on issues that arise. Risk and Control: Ensure that all activities and duties are carried out in full compliance... SRA Compliance. Performance of end of day checks to ensure breaches do not arise. Training of all new and current...

quality audits against risk-based compliance model for customer interactions. Deliver key insights back to the business areas... with our Customers to monitor compliance and gather key insights. Provide timely and comprehensive reporting, highlighting areas...

and resolution of accidents/incidents/HOTS/risk assessments and regulatory changes with the overall goal to drive a zero accident... reporting including legal compliance and regulatory changes and how these are managed. Report monthly group measures to the...

and service transition Risk and Control: Ensure that all activities and duties are carried out in full compliance... with our regulatory requirements and internal policies Essential skills and experience Knowledge of Enterprise Architecture...

to others. Identifying, within the team, instances of non-compliance with our policies and procedures and/or relevant regulatory codes...Job Title Control Testing Manager Ref # 8875 Location Glasgow Department Banking Risk Business Area...