RISK COMPLIANCE AND REGULATORY jobs in CARDIFF, United Kingdom

of compliance programmes such as risk assessments, designing and monitoring controls, producing quality documents in appropriate... controls compliance to fraud. We set policy, establish controls, provide training, perform due diligence, and liaise with the...

legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Cardiff...Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes...

helping them achieve optimum compliance with our quality, risk and regulatory expectations, in their day-to-day work...Connect to your Industry A vacancy has arisen within Tax & Legal Quality Risk Management for an individual...

and ensure continuous compliance. Prepare and maintain technical files to meet regulatory requirements. Develop and implement...Senior Regulatory Affairs Specialist Location: Cardiff Sector: Job type: Salary...

£82,000 - £95,000 + | ✨ ⭐Our Finance team Our finance team is growing and we're looking for a Prudential Regulatory Manager EU to join us. The role... is responsible for understanding our European prudential regulatory requirements, working on projects and submissions relating...

that Deloitte operates safely in an increasingly complex regulatory environment. Are you up to the challenge? The Quality, Risk... to your skills and professional experience Whether you have experience of Personal Independence, risk, regulation or compliance...

are recognised for their contribution Contributing to ad-hoc project work supporting risk management and regulatory compliance... for adaptation to in-house IT tools Work experience or study in compliance/regulation or accounting/financial services/risk...

insurance and pension products A background in second line risk management Regulatory risk experience and an understanding... success of the business every day. Job Description We're recruiting for a Compliance Monitoring Consultant...

insurance and pension products A background in second line risk management Regulatory risk experience and an understanding... success of the business every day. Job Description We’re recruiting for a Compliance Monitoring Consultant...

and frameworks, and associated standards, and oversee compliance structures to promote a risk-aware culture that maintains regulatory...Compliance Manager Location: Cardiff Sector: Job type: Salary: £50000 - £60000.00 per annum + hybrid...

Compliance Manager - Deputy COLP/MLRO Cardiff-Based 1/2 days a week in office We're working with an exceptional... to ensure the firm continue to work in the correct way in line with all SRA and regulatory standards. You will stay up...

to colleagues. Monitoring and dealing with regulatory and compliance requirements. Providing ad-hoc support to audit engagement... of compliance with underlying regulations whilst enabling client facing teams within the wider business to devote more of their time...

business management to identify, manage, and mitigate risk and ensure compliance with regulatory and legislative requirements... main sub-teams: Central Screening Function: Reviews screening alerts to identify high-risk business relationships. Central...

offering a base salary up to £50,000. You will review customer applications to identify risk factors to assess whether we can... and business awareness Ensuring any requests for further information are appropriate and accurate and commensurate with the risk...

offering a competitive base salary. You will review customer applications to identify risk factors to assess whether we can... and business awareness Ensuring any requests for further information are appropriate and accurate and commensurate with the risk...

a competitive base salary. You will review customer applications to identify risk factors to assess whether we can offer Life... Ensuring any requests for further information are appropriate and accurate and commensurate with the risk being assessed...

offers and agreeing sales Ensuring the business is risk-averse and following the highest compliance standards... for all regulatory bodies Essential Skills of a Branch Manager Full UK Driving Licence for a manual vehicle Minimum of 2 years...