RISK AND COMPLIANCE OPERATIONAL jobs in NEW YORK CITY NY, United Kingdom #9

independence and objectivity? We are looking for someone like that who can: act as a compliance and operational risk control... years of experience within the financial industry in the areas of risk management, risk control, audit or compliance...

approach to risk management that prioritises safety & quality in everything we do, leading by example and embodying the company... and responsibilities will include: Promote company values & Health and safety culture by acting as a champion for quality & operational...

creating and maintaining a strong risk and control environment with demonstrated commitment to operational integrity... by adhering to risk/control expectations, procedures, and processes Leverages and understands the generated Branch Scorecard...

and serves as the point of contact for sponsors. Manages day-to-day operational aspects of the project management department... development of project related deliverables including the project management plan, overall clinical budget, study timeline, risk...

. Understand complexity of transactions and related risk (credit, market, operational, legal/compliance, etc.). Provides feedback... and mentoring of Analysts, where applicable. Considers risk, internal controls and compliance as part of day-to-day...

Governance, Risk, and Compliance team is responsible for working closely with cross-functional partners to manage security risks...-to-date on global compliance initiatives. The Governance, Risk, & Compliance (GRC) Security Policy Enforcement Senior Analyst...

lines supported, their functions, processes, and operations. Adhere to applicable compliance/operational risk controls in..., accuracy, and compliance. Maintain general contact with and act as a liaison between attorneys and clients with respect...

Develop new operational and risk management tools Maintain and enhance current infrastructure Liaising with Trading... limits. It is also the responsibility of the team to identify, assess, respond, and monitor various risk to the firm. The...

are developed and executed that address key risks and issues Collaborate with challenge functions in Risk, Compliance and Internal... Line of Defense for wholesale lending and counterparty credit risk. It partners with businesses Citi-wide to ensure...

to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities... under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook...

all assigned teller goals Validates transactions for system or operational changes to ensure operational integrity and compliance... and responsibilities Has basic understanding of organization’s flagship products and services Can identify the risk return of products...

and recommendations. Understand complexity of transactions and related risk (credit, market, operational, legal/compliance... business results. Considers risk, internal controls and compliance as part of day-to-day accountabilities and adheres...

based on sensitivity and compliance requirements. - Support interactions with Risk and Compliance to understand control... requirements and provide information to support findings for non-compliance with internal security policies - Responsible...

compliance/operational risk controls in accordance with Company or regulatory standards and policies. Promote an environment..., and interpret legal documents for validity, content, accuracy, and compliance. Maintain general contact with and act as a liaison...

such as risk, operational feasibility, market practice, and materiality Job Responsibilities: You will help to interpret... presented/evaluated Preferred qualifications, capabilities, and skills: Experienced in operational audit and compliance...

compliance/operational risk controls in accordance with Company or regulatory standards and policies. What You'll Need... legal documents for validity, content, accuracy, and compliance. Maintain general contact with and act as a liaison...

to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities... under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook...