RISK AND COMPLIANCE OPERATIONAL jobs in NEW YORK CITY NY, United Kingdom #7

compliance space. Identify operational gaps or risk exposures and implement the necessary controls and risk assessments... quality and implement controls to support compliance and risk management efforts. Provide strategic guidance...

compliance space. Identify operational gaps or risk exposures and implement the necessary controls and risk assessments... quality and implement controls to support compliance and risk management efforts. Provide strategic guidance...

requirements or improve processes to avoid regulatory breaches and/or incidents; in collaboration with Risk and Compliance second.... For everyone, everywhere.More about . Job Description Head of Product Compliance - North America We’re looking for a Head of Product Compliance to join our growing Product...

and outsourcing guidelines. Providing operational support for compliance requests and queries from employees, as well as for local... to new software developments. Compliance, audit, risk or regulatory background is beneficial. Graduating in 2024. The...

that have potential operational, financial, strategic and compliance risk implications. You will engage with multi-functional partners... is passionate about delivering technology assurance, advisory, compliance and risk management services to the company. This position...

Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM... program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance...

that significantly impact the Bank’s ability to monitor regulatory compliance programs, minimize operational risk and align...Application Deadline: 07/15/2024 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The...

of benefits to its employees. Role Description The Executive Director, Transformation Portfolio Manager (Corporate Compliance... Manager (Corporate Compliance) will oversee and direct project/program selection, demand management, portfolio planning...

is looking for an experienced AML professional that understands the importance of AML/CFT Compliance and is ready to strengthen the Compliance team... and deliver on this. The successful candidate will be acting as a second line AML Compliance Investigator who is able to work...

against non-financial risk. Responsibilities : Develop and implement regulatory strategies and frameworks to ensure compliance...-functional teams, including legal, risk management, and compliance, to address regulatory issues and implement effective...

, policies, and procedures. Collaborates with Compliance colleagues and business line management to conduct risk assessments in... or equivalent Minimum of 7 years’ experience in a Compliance or Risk role required. Minimum of 10 years’ experience...

against non-financial risk. Responsibilities : Develop and implement regulatory strategies and frameworks to ensure compliance...-functional teams, including legal, risk management, and compliance, to address regulatory issues and implement effective...

Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day...

Ensure compliance with Rule 15a-6 Ability to identify current and emerging regulatory risks, implement risk mitigation plans... of Role We are seeking a Vice President level Chief Compliance Officer attorney to provide support and advice to our Redburn...

with respect to operational, compliance, AML/ATF/sanctions and conduct risk. Champion a high-performance environment... requirements/obligations and risk-related controls applicable to the Bank's U.S. operations. Assist the Global Compliance project...

with respect to operational, compliance, AML/ATF/sanctions and conduct risk. Champion a high-performance environment... requirements/obligations and risk-related controls applicable to the Bank’s U.S. operations. Assist the Global Compliance project...

and knowledge of the risk and compliance requirements associated with this. Salary Range: $90,000 to $125,000 per year base... Compliance officer to join their team in New York. The role will primarily focus on Surveillance (Trade Activity...