RISK AND COMPLIANCE EXECUTIVE jobs in NEW YORK CITY NY, United Kingdom

of markets, swaps and futures trading products, compliance risk management practices, and CFTC Rules covering swaps and futures... is responsible for the implementation and oversight of the Global Compliance -- Enterprise Policy, the Operational Risk Management...

Bank of America

Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the..., customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the...

JPMorgan Chase

and responsible business practices consistent with Mizuho’s Code of Conduct and Compliance Risk Appetite. Compliance fulfills... its mission by consistently instilling a Culture of Compliance across the bank and by assessing Compliance Risk and developing...

Mizuho Bank

and responsible business practices consistent with Mizuho’s Code of Conduct and Compliance Risk Appetite. Compliance fulfills... its mission by consistently instilling a Culture of Compliance across the bank and by assessing Compliance Risk and developing...

Mizuho Bank

and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through... the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm...

Goldman Sachs

Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the..., customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the...

JPMorgan Chase

and Controls Program, the Compliance Risk horizontal team supervises the legal and compliance infrastructures of the largest... financial institutions under the Federal Reserve System’s (FRS) supervision. The Compliance Risk horizontal team evaluates the...

Federal Reserve Bank

Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the..., customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the...

JPMorgan Chase

with the lines of business and in line with CIBC’s Risk Appetite Statement, US Compliance works to identify, assess, manage... and mitigate regulatory compliance risk to protect CIBC’s reputation and brand, while helping CIBC become a strong, innovative...

CIBC

and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance... of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function...

Sumitomo Mitsui Banking Corporation

& Transformation Initiatives The Global Risk and Compliance (GRC) organization is American Express’ Independent Risk Management...-executive sponsors of this effort. The Operational Risk Management Transformation team is a newly set up team within GRC...

American Express

of a robust risk management program. Effective coordination with executive management, business units, control departments...Job Description: Title: Vice President Location: New York Our Risk division develops comprehensive processes...

Goldman Sachs

required? We are looking for a Cyber and Information Security Risk Officer to: partner with CISO, Technology Services across the firm to ensure on-track... examinations, attestations and performing gap analyses against new or updated mandates demonstrate compliance to laws, regulations...

UBS

and define your own path. Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (“GRC... is led by the Executive Vice President, Head of Enterprise Risk Management & Risk Oversight. The new team will partner...

American Express

and define your own path. Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (“GRC... risks. ERM&RO is led by the Executive Vice President, Head of Enterprise Risk Management & Risk Oversight. The new team...

American Express

) organization within Global Risk and Compliance (GRC) is responsible for identifying and managing risk across all business units..., etc.) Own and ensure compliance with the Enterprise Risk Management and Global Risk Oversight policies, and procedures (e.g...

American Express

compliance to our agreed risk appetites. You will own the ongoing health of our partnerships with key risk leaders... to global banks The ability to represent Stripe on complex risk and product issues at the executive level with our global...

Stripe