RETAIL RISK AND COMPLIANCE jobs in EUROPE ENGLAND, United Kingdom #5

of policy to Compliance and/ or your supervisor as required To escalate risk events immediately To provide input to risk... communication skills Experience working in a regulated environment and knowledge of the risk and compliance requirements associated...

of policy to Compliance and/ or your supervisor as required To escalate risk events immediately To provide input to risk... communication skills Experience working in a regulated environment and knowledge of the risk and compliance requirements associated...

with compliance on regulatory matters, assessing and advising on how changes impact the business (retail advice and DC consulting... off new client documentation (eg contracts) in conjunction with compliance as needed. Observing retail client meetings...

Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring... tracker as appropriate. Producing Board risk and compliance reports on a quarterly basis as well as ad-hoc risk reporting...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

and create opportunity. We provide extensive risk and compliance management coverage, including support for Global regulations... within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head...

to join #TeamEMR as a Retail Assistant based at Melton Mowbray Station We're recruiting for part time staff at our Melton Mowbray... are welcome, 35hrs per week, 5 days over a 7 day working week. Salary is £23,162.00, raising to £26,328.62 after 6 months. Our Retail...

across London, Frankfurt and Mumbai. As a Retail Structured Products Lawyer - Vice President within CIB you will work closely... covers the sale of structured products through distribution channels to retail and high-net worth investors. The products...

to join #TeamEMR as a Retail Assistant based at Long Eaton Station, but this role will also cover Alfreton Station as part of a wider.... Our Retail Assistants provide comprehensive customer service and care at the station, to maximise revenue income and to help...

an optimal risk / return on the bank’s lending opportunities. The department comprises 50+ individuals organised across five... sector-oriented teams. Each credit analyst is responsible for managing the risk exposure of an EMEA wide portfolio. Analysts...

HR Advisor Reporting into: Head of HR Retail Location: White City Start date: ASAP L'Oréal When you look at L... Retail & support the HR Retail Partners (“HRRP”) and partner with our Area Managers in managing the generalist activities...

of retail wealth and investments to develop their own practice and technical excellence in matters ranging from customer... and commercial contracts and new propositions, through to COBS, CASS and MiFID compliance and related regulator engagement. THE...

, and managing the health and safety programmes to ensure compliance with regulatory requirements, reduce risk, and enhance the... appropriate action is taken Ensuring compliance with all relevant H&S laws, standards, and regulations Ensuring risk assessments...

and proactive risk management and compliance and other regulatory requirements as part of the role and as part of the wider Trading... their mark on the world and build a better future for themselves. Job title - Retail Assistant Location - Teddington...

records and documentation for compliance purposes relating to Retail operations - for example, Health & Safety risk...Job Description: Are you ready to rethink your routine? We're looking for a Retail Operations Assistant...

and documentation for compliance purposes relating to Retail operations - for example, Health & Safety risk assessments and accident...Are you ready to rethink your routine? We’re looking for a Retail Operations Assistant to join our Retail Team...

businesses first ever legal hire and sole legal counsel. This business partners with the biggest brands and retail businesses in... operations and compliance policies e.g. GDRP, ESG, AML / ABC. · Management of external lawyers. · Advising / managing any...