REGULATORY RISK OVERSIGHT MANAGER jobs in MIDDLESEX, United Kingdom #3

, Fisher Investments Institutional Group (FIIG), and our clients by monitoring and mitigating risk associated with regulatory...Overview The Opportunity: Quality Control and Risk Management PM plays a crucial role in protecting the firm...

program. This role will report into the Regulatory Risk & Oversight Manager who has responsible for delivery of the Rules... Regulatory Affairs Office (GRAO) is responsible for overseeing the enhancement of our risk management and controls, remediation...

, across both Finance and the broader organisation Oversight and administration of the regulatory reporting framework and associated... Regulatory Reporting Delivery of accurate, timely and insightful regulatory reporting to the integrated Securities and Bank...

manager focused on delivering global investment management excellence and retirement services that investors can rely... with us. The associate will be required to work collaboratively with both the EMEA and global compliance teams to meet regulatory...

Officer (MLRO). It has delegated authority from the MLRO to mitigate regulatory and legal risk and to provide Financial Crime... Risk and Compliance Services (RCS) function, reporting to the Chief Compliance Officer (CCO) and Money Laundering Reporting...

Conduct Risk updates for key conduct oversight committees. Advise the business on the interpretation and practical... application of conduct risk policies and procedures, and relevant regulatory requirements; Carry out horizon scanning to identify...

Manager (BRCM) as well as second line of defence (2LoD) oversight functions for various non-financial risk types Prepare... checks, and other general compliance and regulatory support to the frontline business units of the Bank. As a Senior Officer...

and Compliance documentation Help prepare the Risk and Compliance Oversight Committee and Avantia Insurance Limited Board Pack Help... more about joining our team… Key Responsibilities Works alongside Head of Risk and Compliance to ensure compliance requirements...

, emphasising wellbeing. Job Description As Manager, you will ensure Evelyn Partners adheres to all relevant industry... client outcomes. You will be responsible for providing oversight of all Marketing and Commercial activities, ensuring...

Job Description: Job Title: Business Continuity & Incident Manager Corporate Title: Up to Vice President Location... providing subject matter consulting support in audit and regulatory matters as needed. Responsibilities: You will actively...

Business and Control & Support functions of the wider group, the Business Risk Manager will be a key contact and go to person... risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Role model...

Business and Control & Support functions of the wider group, the Business Risk Manager will be a key contact and go to person... risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Role model...

for projects, working in collaboration with the Chief Compliance Officer to ensure appropriate risk and governance oversight... a better financial future. Job purpose As the Senior Project Manager, you will be responsible for the delivery of all projects...

Arrangements / Open to Discussion Job Description Summary JOB TITLE: Senior Corporate Governance Manager LOCATIONS: London... Group Secretariat. The role supports the Head of Risk, Governance and Shareholder Services, Lloyds Banking Group Board...

Property Development Manager - Fitness Industry £45-55k (experience dependent) National/ remote/ on the road role... for a Property Development Manager to join the team and help drive their expansion. As the Property Development Manager...

following requirements: Experience of operating within a Regulatory Compliance/Risk or Control type role, and knowledge... understanding of Risk: regulatory, operational, and reputational. Strong analytical skills with an ability to understand complex...

) on all topics SMCR related and oversight of all data management. Coordinates and/or collates HR-related regulatory responses... Oversight Committee. Designs and presents recommendations to senior stakeholders on the steps required to mitigate regulatory...