for a key program with a focus on compliance and legal risk. The Regulatory Risk & Oversight Manager will lead key pillars... connection point for global regulatory communications, ensuring preparedness for examinations. This Regulatory Risk & Oversight...
Northern TrustJob Description: Director, Regulatory Oversight Management Manager At BNY, our culture empowers you to grow... a future team member for the role of Director, Regulatory Oversight Management Manager (CASS) to join our Markets team...
BNY Mellontime we are investing in the Operational Risk Oversight team in the second line of defence. We are increasing the capacity... against the Enterprise Risk Management Framework (ERMF) requirements. The ERMF includes business and regulatory requirements...
Nationwidereduction and regulatory compliance Ensure that Group risk oversight is appropriate for all transformation projects... initiatives and Change Risk framework application. Deliver risk oversight reporting in to project steering committees, programme...
Merjereduction and regulatory compliance Ensure that Group risk oversight is appropriate for all transformation projects... initiatives and Change Risk framework application. Deliver risk oversight reporting in to project steering committees, programme...
Merjereduction and regulatory compliance Ensure that Group risk oversight is appropriate for all transformation projects... initiatives and Change Risk framework application. Deliver risk oversight reporting in to project steering committees, programme...
Merjereduction and regulatory compliance Ensure that Group risk oversight is appropriate for all transformation projects... initiatives and Change Risk framework application. Deliver risk oversight reporting in to project steering committees, programme...
MerjeJob Description: Asset Servicing Regulatory Oversight Specialist, Vice President Bring your ideas. Make history... seeking a future team member for the role of Asset Servicing Regulatory Oversight Specialist, Vice President to join our Asset...
BNY Mellonand/or remediation, covering both financial and non-financial risk deliveries. The Regulatory Oversight Specialist supports both the... opportunity within the newly-established Global Regulatory Change, Framework & Oversight (GRCFO) team, part of the enterprise...
Northern Trustof communication with Firms, Advisers, other internal departments and various Field and Remote Management roles. Regulatory Oversight... Manager About the Role Level: 4 Department: Supervision & Oversight Location: Homebased, United Kingdom or Southampton...
Quilter. Why this could be a great role for you…. A flexible home-based role reporting to the Head of Market Oversight, the Market Oversight Manager... is a member of the Corporate Provider and Market Oversight Team and is responsible for ensuring that CQC fulfils its regulatory...
Care Quality Commission’s Enterprise Risk Management Framework (ERMF) Job Description JOB TITLE: Assistant Investment Oversight Manager LOCATION...! About this opportunity We’re looking for an Assistant Oversight Manager who'll monitor and support a range of Investment Risk management...
Lloyds Banking Group, and we now have an exciting and rewarding opportunity for an ambitious Appointed Representative Oversight Manager to be instrumental in ensuring... Risk Oversight Committee. Ongoing oversight and stakeholder management Undertaking monthly reviews of complaints, online...
Frasers Group, and we now have an exciting and rewarding opportunity for an ambitious Appointed Representative Oversight Manager to be instrumental in ensuring... Risk Oversight Committee. Ongoing oversight and stakeholder management Undertaking monthly reviews of complaints, online...
Frasers GroupThe Senior Manager - CASS Oversight, is responsible for the day to day operational oversight of CASS controls... reports and updates on CASS oversight, audit findings, and regulatory submissions. Focus on continuous improvement...
Close Brothers GroupCASS Oversight Manager – Salary – national: circa £55,000 – London: circa £65,000 This is a great opportunity... of CASS risk mitigation strategies and plans, provide support and guidance to the 1st and 3rd lines on CASS risk management...
AvivaAppointed Representative - Compliance Oversight Manager to join their team. As the Compliance Oversight Manager... If you are a Compliance Manager with experience in AR oversight and management, this role is perfect for you. Apply now and be a part...
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