REGULATORY RISK OFFICER jobs in MIDDLESEX, United Kingdom #7

. What will you do? Be a contact point for Compliance matters and day-to-day timely and accurate regulatory advice and support to RBC BlueBay business... across Global Business Development, Marketing and Investment Teams as required, including related regulatory change. Provide advice...

and meet internal and regulatory requirements To undertake and oversee direct liaison with 3rd parties both in terms... all processes are as efficient (and risk controlled) as possible. Assist the Incident Management and Service Management Teams in...

including financial capability risk assessments, basic household budgeting advice, initial guidance on accessing benefits... to date with regulatory changes and service developments Sound knowledge of other relevant legislation (Housing Acts, ASB, Crime and Policing...

across the department. To ensure fire safety is inspected, managed and maintained in accordance with the Regulatory Reform (Fire... environments. NEBOSH Fire Safety and or equivalent qualification. Experience managing contractors and overseeing fire risk...

deliverables including business-wide risk assessments, MLRO reports, regulatory reports, and annual policy reviews. Designing... balanced, thorough, and well-justified recommendations on risk decisions to the UK MLRO and relevant oversight committees...

of a number of Compliance Manager positions. This job requires a Regulatory Advisor to provide advice and support to the first line of defence... knowledge of appropriate legislation, regulations and guidance published by UK, EU and other regulatory bodies relating to core...

. Responsibility will include collating the daily regulatory client money computations as well as completing the monthly CMAR... information Preparing regulatory client money submissions on FCA Reg Data system Liaising with external/internal Auditors...

Group adheres to and operates within its regulatory requirements, remains within stated Marex risk appetites, maintains good.... Identifying regulatory or reputational risks and escalating to management and other relevant support areas (i.e. Risk/Legal...

and other relevant stakeholders (e.g. Internal/External Audit) Provide timely advice to the business on high risk client onboarding.../review referrals, such as, PEPs and higher risk clients and third parties subject to Enhanced Due Diligence requirements...

within its regulatory requirements, remains within stated Marex risk appetites, maintains good conduct, drives a strong culture and positive.... Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters...

within its regulatory requirements, remains within stated Marex risk appetites, maintains good conduct, drives a strong culture and positive.... Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters...

standards Provide consistent and accurate MI of key performance and risk indicators for senior management. Supervise financial... educated or obtains industry relevant qualifications Ideally some experience with satisfying regulatory demands on data Able...

of service is provided. Key responsibilities include, but are not limited to, identifying and assessing risk, conducting due..., safekeeping systems, addressing regulatory elements of our business and managing specific market and client requests. The...

Manager, Information Security & Privacy with regulatory responsibilities for the business aspects of privacy and information... that the Bank can provide the required level of evidence to the UK regulators regarding independence and risk management...

reconciliation of the Front to Back office system, Production of Flow/ Stock management reports, regulatory reports such as MIFIR... such as Bonds, Loans and Interest Rate Cross Currency Swaps and you will gain exposure to regulatory reporting. Legal...

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Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...