REGULATORY RISK OFFICER jobs in ENGLAND ENGLAND, United Kingdom #13

within its regulatory requirements, remains within stated Marex risk appetites, maintains good conduct, drives a strong culture and positive.... Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters...

standards Provide consistent and accurate MI of key performance and risk indicators for senior management. Supervise financial... educated or obtains industry relevant qualifications Ideally some experience with satisfying regulatory demands on data Able...

of service is provided. Key responsibilities include, but are not limited to, identifying and assessing risk, conducting due..., safekeeping systems, addressing regulatory elements of our business and managing specific market and client requests. The...

Manager, Information Security & Privacy with regulatory responsibilities for the business aspects of privacy and information... that the Bank can provide the required level of evidence to the UK regulators regarding independence and risk management...

reconciliation of the Front to Back office system, Production of Flow/ Stock management reports, regulatory reports such as MIFIR... such as Bonds, Loans and Interest Rate Cross Currency Swaps and you will gain exposure to regulatory reporting. Legal...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

requirements under the Firm's Sanctions Standards and will include supporting LSO (Line of Business Sanctions Officer) team... of sanctions and financial crimes risk. In addition, the candidate must have strong banking processes, products, and controls...

as you ensure the departments are COSHH registered and will work alongside the Health and Safety Officer to undertake all risk... are completed, correctly compiled, and updated. Establishing and maintaining reporting procedures to meet all regulatory...

teams, Group Finance, HR, Risk and Corporate Affairs - to provide the essential support services that all areas of the... and support the Head of Tax Compliance, Reporting & Risk and the Head of Insurance & International Tax on advisory and tax...

Chief Compliance Officer for Trading & Supply (T&S), the Head of Compliance Advisory – EMEA, Shell Energy is a regional role... Code of Conduct and all applicable rules, regulations and regulatory expectations, including the Financial Conduct...

legal and risk issues in a manner consistent with the best interests of the company. You will play a key role in the legal... governance best practices. Ensuring compliance with listing, statutory, and regulatory requirements. Identifying...

, and guidance on the implementation of internal policies and procedures. The Deputy Group Data Protection Officer (Deputy Group... ability to multi-task, and take a pragmatic, risk-based approach to data protection compliance and detailed approach to data privacy in...

and regulatory reporting requirements. The team operates internationally with staff currently based in London, New York and Hong... and assistance to users of Head Office credit systems: Global ZEUS, G-CARS Carry out duties as a London Data Officer...

teams, Group Finance, HR, Risk and Corporate Affairs – to provide the essential support services that all areas of the... and support the Head of Tax Compliance, Reporting & Risk and the Head of Insurance & International Tax on advisory and tax...

Coventry Building Society are expanding the Legal Risk function and require the expertise of a Senior Legal Counsel who... will provide strategic advice and support on privacy matters to the Data Protection Officer (DPO) and liaise with external counsel...