REGULATORY RISK OFFICER jobs in ENGLAND ENGLAND, United Kingdom #11

Skill Set Compliance, File Checker, Compliance Officer, Financial Planning A highly successful and award winning... chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the...

Compliance/Intelligence Officer (Fire Safety) Location: West Midlands Start: July 2023 Rate: £30 - £35ph Umbrella... skilled and motivated Compliance Officer to join their team. This position will primarily focus on fire safety compliance...

Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche... sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department...

Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche... sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department...

Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche... sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer... documented input into business initiatives that is consistent with the firm's regulatory and reputational risk tolerances - e.g...

Morson Talent currently have an opportunity available for a Fire Safety Officer to work on the behalf of Atlas... and procedures Ensuring best practice and legal compliance Implementing actions from external fire risk assessments Inspections...

As Chief Financial Officer (CFO) at ComplianceTech Solutions, you will play a pivotal role in guiding our financial... strategy and operations, crucial for supporting the company's ambitious growth trajectory within the regulatory technology...

COMPLIANCE OFFICER LEEDS + HYBRID WORKING SALARY UP TO £35,000 THE OPPORTUNITY: Join an exciting insurance... industry this could be just the role for you. Other relevant Job titles could include: Administrator, Risk Analyst...

to improve posture within risk tolerances Business Information Security Leader - Re / Insurance Group | Regulatory, 3rd party...About the role The Business Information Security Officer (BISO) plays a pivotal role in bridging the gap...

Business Information Security Leader - Re / Insurance Group | Regulatory, 3rd party, data protection, cyber maturity, risk...I'm delighted to be partnering a global Insurance group to appoint a Business Information Security Officer based in...

involves up to date knowledge and guidance on regulatory risk, changes to rules and current practices and providing guidance... to the Executive Committee, partners and staff accordingly. Duties: Identify regulatory risk in accordance with FCA...

Job Description: Job Title: Money Laundering Reporting Officer - United Kingdom Corporate Title: Managing Director... with all levels within the organization Experience responding to Audits and/or Regulatory Examination Must possess excellent time...

department. To ensure fire safety is inspected, managed and maintained in accordance with the Regulatory Reform (Fire Safety.... NEBOSH Fire Safety and or equivalent qualification. Experience managing contractors and overseeing fire risk assessments...

. Keep up-to-date with regulatory developments and industry initiatives Develop compliance checklists and compliance reports... and regulatory purposes. Work with management and staff to identify regulatory risks and design internal controls to ensure...

across Robinhood Brokerage in accordance with cybersecurity laws and best practices as well as state regulatory (e.g., FINRA, SEC... and in adherence to regulatory requirements. Specifically, this role will take ownership of the RH Brokerage Cybersecurity...

. Conduct regular AML risk assessments and develop risk mitigation strategies. Implement and maintain a risk-based approach... compliance. Act as the primary point of contact with the FCA and other regulatory bodies on AML matters. Ensure timely...