REGULATORY REPORTING GOVERNANCE LEAD jobs in JERSEY CITY NJ, United Kingdom

training program for SMBC Americas Holding's Regulatory Reporting. Reporting to the Director, Regulatory Reporting Control... Governance Lead, of PDAD FAD Controllers, the Associate will also have responsibilities for other Governance activities aimed...

Job Summary Job Description WHAT IS THE OPPORTUNITY? As a part of the Credit Risk Governance and Reporting team..., Loan Portfolio Management and Regulatory Reporting to investigate and reconcile discrepancies Maintain team manual...

escalation procedures and corporate governance practices are consistent and in line with regulatory expectations... and best practices Works closely with the Risk Committee Reporting Lead to ensure risk issues identified at CUSO RMC are reported in...

, and complete reporting to various exchanges, self-regulatory organizations and the SEC. The individual in this role is primarily.... This role may focus on multiple forms of regulatory reporting, such as Electronic Blue Sheets, OATS, LOPR, Short Interest, TRACE...

-functional collaboration and progress toward shared goals Execute reporting and governance of controls, policies, issue... knowledge and expertise in data security, risk assessment & reporting, control evaluation, design, and governance, with a proven...

-functional collaboration and progress toward shared goals Execute reporting and governance of controls, policies, issue... knowledge and expertise in data security, risk assessment & reporting, control evaluation, design, and governance, with a proven...

Data Office reporting to the VP of Shared Data Management Services & Governance. What is the opportunity? Lead data... and regulatory compliance. This senior director position is an enterprise role leading Enterprise Data Governance within the Chief...

, you will be responsible for driving end-to-end development of monitoring solutions, provide oversight, reporting, and escalation on regulatory...Become a thought-leader while overseeing the Brokerage Fiduciary Regulatory business model driving the development...

, you will be responsible for driving end-to-end development of monitoring solutions, provide oversight, reporting, and escalation on regulatory...Job Description: Become a thought-leader while overseeing the Brokerage Fiduciary Regulatory business model driving...

, focusing on North America and Latin America. The Accounting team oversees financial reporting, regulatory reporting... dealer business, financial products and regulatory reporting (SEA 15c3-1) a strong plus Knowledge of Oracle GL...

such as BCBS 239, US GAAP, Sarbanes Oxley, FRB regulatory reporting, OCC Heightened Standards Knowledge of data governance... activities in support of RBC’s CUSO operational risk management objectives, including regulatory reporting. The Associate...

governance, ensure execution of all ongoing tasks, reporting & analytics, and manage relationships with all Control Management...The Firmwide Electronic Communications Central Team is seeking a strong Executive Director candidate to lead...

appropriate and effective governance, ensure execution of all ongoing tasks, reporting & analytics, and manage relationships..., Risks & Controls Identification/Assessment, Issues & Control Deficiencies and Control Governance & Reporting....

-functional collaboration and progress toward shared goals Execute reporting and governance of controls, policies, issue... knowledge and expertise in data security, risk assessment & reporting, control evaluation, design, and governance, with a proven...

-functional collaboration and progress toward shared goals Execute reporting and governance of controls, policies, issue... knowledge and expertise in data security, risk assessment & reporting, control evaluation, design, and governance, with a proven...

and reporting systems that MUFG Americas replies on for critical risk and regulatory reporting requirements... among other such functions. Successful candidate will demonstrate experience working on regulatory Reporting and have a passion for designing...

resolution of platform issues Lead UAT testing coordination, tracking and reporting Minimum Required Qualifications 7-10...), with knowledge of Global Markets activities, Compliance and Regulatory reporting framework as well as post trade activities...