REGULATORY REPORTING CONTROLS OFFICER jobs in UNITED KINGDOM, United Kingdom #3

KRI’s. Identify, set and maintain Customer Outcomes risk controls across Starr entities. Develop & maintain appropriate...-ordinate and prepare regulatory complaints returns (e.g. Lloyd’s eligible complainant return and FCA RMAR). Review proposed...

to the London Branch activity P&L explanation Monthly dashboard production Improvement of procedures, reporting... and controls Spread, interest rate and FX risks management Production and monitoring of the FO ALM budget Assisting in the...

such as Bonds, Loans and Interest Rate Cross Currency Swaps and you will gain exposure to regulatory reporting. Legal... Connect Monthly Reporting of the outstanding position the French Central Bank Funding requirement management The...

of I&O strategies to the organization’s environmental, social and governance goals. Develops and controls the annual I&O budget... of a comprehensive IT asset management program. Collaborates with the Chief Information Security Officer (CISO) to ensure...

involved in embedding consumer duty, upgrading systems and controls, and driving product and distribution change to ensure...: Significant experience in FCA regulatory project management, underpinned by extensive and up to date CPD in both FCA regulation...

and reporting required for external obligations, compliance with regulatory requirements, contractual obligations, and internal..., and frameworks in alignment with industry best practices and regulatory requirements. Your expertise will be crucial in safeguarding...

(regulatory, law enforcement agencies, competent authorities). Receiving and investigating internal SARS and reporting externally... and support to the MLRO on all financial crime matters. This includes ensuring effective financial crime systems and controls...

Summary Reporting Line: Chief Information Security Officer Contract type: Permanent Location: London/Chesterfield.... Reporting to the Chief Information Security Officer, the Head of Cyber GRC will be a key member of the CISO function...

: Stay up to date with credit risk regulatory requirements. Risk Event Reporting: Ensure timely escalation and reporting...: Ability to apply knowledge of control systems, processes, reporting, and regulatory requirements related to credit risk. Process Implementation...

as appropriate or escalating cases to Compliance and the Money Laundering Reporting Officer as required. Preparation of Account... wealth. Overview of Role Reporting into the Head of Onboarding, and ultimately the COO, the Client Due Diligence (CDD...

, reporting to the Chief Financial Officer. The international tax specialists in the team provide advice on direct and indirect... for all roles but can be explored at interview. Role Purpose: Reporting to the Group Tax Manager, the role-holder will play...

to all regulatory requirement and that all controls are met. Maintain and update details of all working practices. Manage... all Logistics partners who process Customs entries on behalf of GSK. Support Senior Accounting Officer (SAO) controls for Customs...

their controls and remedy these or assist in training their staff to recognise and prevent fraud. About the company and department.... Our Proactive work entails: Undertaking Fraud Risk Assessments - working with senior managers to understand the controls in place...

, transfer agency, operational regulatory reporting, dealing, client asset oversight, performance measurement and the oversight... and boards through your attendance and involvement where appropriate. Chief Operating Officer About the Role Level: 6...

Responsibilities: Serve as the Money Laundering Reporting Officer (MLRO) for the bank, ensuring all regulatory obligations... a culture of compliance and ethical behaviour across the organisation. ○ Regulatory Compliance and Reporting. ○ MLRO...

reporting and management accounting under International Financial Reporting Standards (IFRS), and other standards as applicable.... STAM responsible for timely identification, impact assessment and implementation of reporting changes as a result...

, facilitating internal reporting, discretely and professionally conducting compliance-related investigations, and keeping the CEO..., Regulatory, Real World Evidence, Communications, G&A functions, and New Product Planning for our existing business units...