REGULATORY OFFICER ASSOCIATE jobs in CITY OF YORK, United Kingdom

of benefits to its employees. Role Description The Regulatory Officer works with the Governance Regulatory Team within SMBC...'s Planning Department to assist with the execution of regulatory relations and exam management for SMBC. This role...

Regulatory Reporting Associate Summary In this position, you will prepare regulatory reports in an accurate... and timely manner in accordance with US GAAP and regulatory instructions. This requires in–depth knowledge of financial...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...'s second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance...

Advisory Team, the first line of defense (“1LOD”) as well as the heads of US Compliance verticals to build a bank regulatory... enhancement, and regulatory compliance. The CPAD group within SMBC serves as a 2LOD compliance function responsible...

the development of security and safety policies and procedures, regulatory and legislative compliance, Security Guard... violence, fire and life safety. As a Security Officer within the Global Security Team, you will be responsible for ensuring...

. This responsibility includes the development of security and safety policies and procedures, regulatory and legislative compliance... investigations, workplace violence, fire and life safety. As a Security Officer within the Global Security Team...

SUMMARY DESCRIPTION The Ford Foundation is seeking a Program Officer to join the Technology and Society program team... Program Officer will largely manage a grantmaking portfolio that supports organizations working globally to counter...

Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer... regulatory requirements and regulatory best practices. With a diverse team of Compliance professionals supporting all areas...

Senior Compliance Associate Fitch Ratings is looking for a compliance professional to provide administrative... and operational support to the Global Chief Compliance Officer. The Compliance Department is comprised of 45 employees globally...

firm meet their regulatory obligations, and more broadly, to preserve and enhance our reputation for integrity. This role... businesses, and produce reports to Manager and Chief Compliance Officer (CCO). Conduct ongoing monitoring of Firmwide vendors...

Job Description: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...'s second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance...

Associate Director, Affiliate Evaluation Telecommuter Office of the Chief Federation Engagement Impact Officer (COO... of America (PPFA) and Planned Parenthood Action Fund (PPAF)seeks an Associate Director, Accreditation Reviews. This job reports...

leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate... & Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs. Under the...

Index Annuities (FIA). Assists managers to conduct regulatory testing, including NGE, DCS, NY4227, and self-supporting tests...: Must possess Associate of the Society of Actuaries (ASA) certification Experience must include 2 years in each of the following...

Index Annuities (FIA). Assists managers to conduct regulatory testing, including NGE, DCS, NY4227, and self-supporting tests...: Must possess Associate of the Society of Actuaries (ASA) certification Experience must include 2 years in each of the following...

will provide more details. Job Summary: The Business Unit Risk & Control Associate position is within the Japanese Corporate... Banking (JCB) Business Unit, reporting to the Business Unit Risk Control Officer. The primary role is to provide analytical...

) Chief Financial Officer and the Oversight and Control Office. The team focuses on four areas: Risk Identification... - Associate, you will be responsible for managing the end-to-end control environment of the North America Rates business...