REGULATORY MONITORING OFFICER jobs in NEW YORK CITY NY, United Kingdom #4

, financial projection and analysis, regulatory reporting, and product control under GAAP and IFRS. Act primarily as Officer in... and conduct ongoing monitoring activities to stay abreast of changes (business/industry/regulatory) / emerging risks/themes...

a portfolio of projects and initiatives aimed at reducing health disparities including regulatory, reputational, and operational... accountabilities. This position will report to the Chief Health Equity Officer and the Assistant Director. Primary Responsibilities...

place for the identification, management, measurement, monitoring and control of operational, reputation and legal... and mitigate regulatory compliance risk to protect CIBC’s reputation and brand, while helping CIBC become a strong, innovative...

, financial projection and analysis, regulatory reporting, and product control under GAAP and IFRS. Act primarily as Officer in... and conduct ongoing monitoring activities to stay abreast of changes (business/industry/regulatory) / emerging risks/themes...

to the Organization’s Compliance Program, including following all regulatory and policy requirements. Assists physicians in... by supporting and driving the organization’s quality standards through meeting regulatory requirements and the practice...

's counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support... Regulatory Stress Metrics, Liaison, & Advocacy: Regulatory policy and rule interpretation, engagement with global regulators...

Director (ED) is the chief operating officer and is responsible for the supervision and oversight of the overall management..., and fundraising skills. The role includes leading an organization with various funding sources, governmental programs, and regulatory...

Radiation Protection and dosimetry programs, conduct surveys, monitoring, and annual reporting. Function as Assistant... Radiation Safety Officer and participate on the Radiation Protocol Committee and the Radiation Safety Committee. Conduct...

Compliance Officer of LSI in maintaining and implementing the day-to-day compliance program of the broker-dealer. The LSI... Keep up-to-date on regulatory change, horizon scanning and developments across the securities industry; participate in...

Job Description: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...'s second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance...

, and are able to adapt to a changing regulatory landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal... and regulatory experience within the OTC derivatives and securities-based swaps businesses a plus Assist with the monitoring...

and programs. These programs facilitate the identification, assessment, monitoring, and treatment and reporting of all types... the North American Market (NAM) business. The position will report to the AVP – North American Markets ERM Officer. The...

, and implementing strategies for identifying, assessing, measuring, monitoring, reporting, avoiding, transferring, mitigating..., and monitoring credit risk. The Team also maintains the Bank's credit risk management policy and procedure documentation. Essential...

firm's global AML compliance is achieved and monitoring the same on an ongoing basis. Analysing and resolving... (or, where appropriate, facilitating resolution of) professional, legal, regulatory and commercial issues relating to business acceptance...

following all regulatory and policy requirements. Assists physicians in performing a variety of interventional radiology... regulatory requirements and the practice of Continuous Quality Improvement (CQI), including use of CQI tools. Assists...

Swap Dealer Compliance, Vice President Who we are looking for Swap Dealer Compliance seeks a Compliance Officer... and their Chief Compliance Officers (CCOs) to satisfy their regulatory obligations. Why this role is important to us The...

Account Officer to service the Bank’s corporate clients. Develops and analyzes all types of credit information, completes..., both for borrowers and for each facility; Credit monitoring including conducting covenant checks; Assist in asset quality assessment...