REGULATORY MONITORING OFFICER jobs in NEW YORK CITY NY, United Kingdom

Deputy Fair Lending Officer and will require strategic and critical thinking, regulatory expertise and an understanding..., manipulation, and preparation of data for purposes of regulatory reporting and monitoring, particularly with respect to meeting the...

administrative activities for the Risk Regulatory Engagement team including maintaining common tools, control monitoring, record...Team Overview: The Risk Regulatory Engagement team ensures the Independent Risk organization maintains...

Job Description: Job Title: Vice President Testing & Monitoring Location: New York City or New Jersey / Hybrid (4/1.../service marks of BGC Partners, Inc., and/or its affiliates. Responsibilities: The Senior Testing Controls Officer...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...'s second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance...

This position serves as a key member of the Meditrial leadership team, providing strategic direction to the Regulatory... & Clinical Affairs teams, and is responsible for the development and execution of global regulatory and clinical affairs...

for overseeing and monitoring the firm's compliance risk. This the VP Advisory Compliance Officer role supports the CPAD Bank... Advisory Team, the first line of defense (“1LOD”) as well as the heads of US Compliance verticals to build a bank regulatory...

the development of security and safety policies and procedures, regulatory and legislative compliance, Security Guard... violence, fire and life safety. As a Security Officer within the Global Security Team, you will be responsible for ensuring...

. This responsibility includes the development of security and safety policies and procedures, regulatory and legislative compliance... investigations, workplace violence, fire and life safety. As a Security Officer within the Global Security Team...

Job Description: Job Title Credit Risk Management Structured Finance Credit Officer Corporate Title Vice President... Location New York, NY Overview As a Credit Officer in the CRM Global Credit Financing and Solutions (GCFS) team...

The Business Risk Senior Officer I is a strategic professional who closely follows latest trends in own field... of work within the team/project. Responsibilities: Assist the Business in key policy adherence and monitoring. Keep...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day...

Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related... regulatory obligation. Key Accountabilities Support the Code of Ethics Program, including oversight of all personal...

Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related... regulatory obligation. Key Accountabilities Support the Code of Ethics Program, including oversight of all personal...

to rules/regulations and other industry news including regulatory findings. Overseeing the monitoring and identification...Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM...

The Risk Operations Officer is a strategic professional who stays abreast of developments within own field.... Participates in evaluating; Strategic & Tactical Change; Policy and Process updates; Regulatory requirements etc. Supports...

Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM). Specific... in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day...