and record keeping. The Regulatory & Control Manager, working closely with the Head of Regulatory Controls (EMEA & APAC.... With increased scrutiny from Regulators with respect to the effectiveness of control frameworks and Senior Managers oversight...
MarketAxessas required. RESPONSIBILITIES Process and control enhancements Support the Regulatory Change & Control Manager to identify areas for change... Regulatory change Work with the Regulatory Change & Control Manager to ensure delivery of new regulatory returns and reports...
Close Brothers Groupand effective use of the RIM system. The manager will be supporting GSK’s Regulatory and Pharmacovigilance obligations, GMP... to help us thrive. The role is responsible for contributing within a global Regulatory Information Management (RIM) team...
GlaxoSmithKlineManager within their governance and regulatory practise. You'll have the chance to work on a diverse range of projects..., including Section 166 reviews, regulatory-driven reviews, and internal control and assurance reviews. Responsibilities of the...
Merjeto help us thrive. The senior manager role is responsible for ensuring delivery of Regulatory Information Management (RIM... if applicable), monitoring, documentation and communication. Act as a key partner in using the regulatory change control procedure...
GlaxoSmithKlineSenior Consultant & Manager, Risk and Regulatory - Financial Crime About Baringa: We set out to build the world.... Our Finance and Risk practice are looking for an experienced Financial Crime Senior Consultant and Manager, Risk and Regulatory...
BaringaManager within their governance and regulatory practise. You'll have the chance to work on a diverse range of projects..., including Section 166 reviews, regulatory-driven reviews, and internal control and assurance reviews. Responsibilities of the...
Merjeof Regulatory Assurance, the Enterprise Operations & Governance Assurance manager will play a key role in; ● Design... decision-making and that sufficient control processes are in place to manage key strategies, policies and frameworks ● Oversee...
AllwynJob Description: Director, Regulatory Oversight Management Manager At BNY, our culture empowers you to grow... a future team member for the role of Director, Regulatory Oversight Management Manager (CASS) to join our Markets team...
BNY MellonPosition Title: Custody Regulatory Reporting Product Manager, VP Division: Securities Services Department: Custody... Reports to (Position): Custody Business Head (interim basis) We are seeking a Custody Regulatory Reporting Product Manager...
CitigroupEuropean markets, particularly Denmark. What’s the role? As a Regulatory Affairs Manager based in London...: Downstream Experience Level: Experienced Professionals Job Description: Where you fit in Joining the Regulatory Affairs...
ShellAssociate Lawyer (Manager), Regulatory, Financial Services London EY is seeking an Associate (3yrs PQE+) Regulatory... Processes and or assisting regulatory notifications for change in control). Knowledge or experience of supporting firms...
EYManager (experience dependent) to join the Insurance part of the Conduct & Prudential Insurance team within Regulatory..., agile and better prepared for the future. The regulatory environment is ever-evolving and regulation is critical...
Deloittefor a key program with a focus on compliance and legal risk. The Regulatory Risk & Oversight Manager will lead key pillars... Regulatory Affairs Office (GRAO) is responsible for overseeing the enhancement of our risk management and controls, remediation...
Northern Trust. Global financial institutions also face multiple legal and regulatory requirements in the UK, US and other countries..., to identify weaknesses in systems and controls, to design and implement control enhancements and to support clients responding...
Deloitteand be yourself. This is what #LifeAtBNYMellon is all about. We’re seeking a future team member for the role of Regulatory Operations Manager... creation of complete and accurate Regulatory Reports Ensure execution of all governance and control activities associated...
BNY Mellonof London, England Posting date: 10 May 2024 Reference: 60310 UK CW Regulatory Affairs Manager (Inside IR35) This role...Salary: Highly Competitive Job type: Contract * Discipline: Project Manager * Location: United Kingdom City...
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