REGULATORY COMPLIANCE SENIOR ASSOCIATE jobs in UNITED KINGDOM ENGLAND, United Kingdom

Regulatory Compliance Senior Associate Wealth, Asset & Investment Management London / Hybrid £50,000 I am.... Regulatory Compliance Senior Associate Wealth, Asset & Investment Management London / Hybrid £50,000 I am...

Financial Services Regulatory Associate or Senior Associate 2+ PQE - Leeds An exciting opportunity has arisen... for a Financial Services Regulatory Associate or Senior Associate to join a leading commercial full-service firm based in Leeds...

for both the client and the candidate. Share this job Apply for Financial Services Regulatory Associate / Senior Associate... and will oversee your success and development within the team. The Financial Services Regulatory Group, provides the full breadth...

trust everywhere they are sold. Help us do it. Description Overview In this role, you will work on Regulatory Affairs... projects and product changes as required to meet business needs. You will also ensure compliance with the existing legislation...

trust everywhere they are sold. Help us do it. Description Overview In this role, you will work on Regulatory Affairs... projects and product changes as required to meet business needs. You will also ensure compliance with the existing legislation...

and Operational Risk Document Manager - Senior Associate in the Global Financial Crimes (GFCC) and Operational Risk team...Job Description: The Risk Management and Compliance (RM&C) Document Governance team is a firmwide corporate function...

We are newly recruiting for a Senior Associate to join our Risk & Compliance team. This role is offered on a flexible... working basis, from any of our TLT offices. Your Role This is a new role in our (newly renamed) Legal & Regulatory team...

a talented Associate Legal Counsel with a strong regulatory and product background to join our Legal team. The Associate Legal... and assist in the implementation of broader regulatory change projects across the Checkout.com group. As Associate Legal...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

reform; Assisting clients with general regulatory compliance, including with Consumer Duty and consumer law compliance... firms. We are now looking to grow our Financial Services Regulatory team and we are keen to hear from Managing Associates...

-tech space as a Senior Legal Counsel - Regulatory, joining our Legal Team. We are looking for a talented and eager..., with a strong understanding of legal compliance, regulatory submissions, and interactions with regulatory authorities. Experience working cross...

Compliance Monitoring Associate for this exciting company will be reporting into the Senior Compliance Manager and working... Monitoring Associate role, that is based in City of London. Company This Compliance Monitoring Associate role...

organised skilled Compliance Associate. If you have great analytical skills / good working knowledge of MIFID II... then apply today! As a Compliance Associate you will be an integral part of Compliance team and will assist with Compliance responsibilities in market...

individuals at the same time Leverage strong communication skills to interact with Compliance and business senior management... Engineering qualification, CFA, PRMIA or FRM qualifications) Compliance, auditing, testing, legal, or regulatory/law enforcement...

plans developed in response to audits and regulatory examinations Partner closely with senior compliance officers covering.... For this position, you must have knowledge and experience in Compliance, as well as familiarity with regulatory and/or audit...

as required. To provide consultation on operational quality, risk and regulatory and legislative compliance to sites / functional departments... that regulatory compliance and commercial objectives are achieved. Perform compliance visits at Accellacare dedicated and affiliated...

of agreed compliance actions and report all outstanding actions to the Senior Compliance Manager, Track business unit actions...MERJE are currently supporting a fast growing trading platform in their search for a Compliance Monitoring specialist...