REGULATORY COMPLIANCE RISK MANAGER jobs in NEW YORK CITY NY, United Kingdom #7

certifications, such as Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM... and Implementation: Assist the CCO in developing and implementing compliance policies and procedures that align with regulatory...

the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules... Division prevents, detects and mitigates regulatory and reputational risk across the firm, and helps to strengthen the firm...

's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance..., compliance, legal, regulatory, audit or risk management functions Excellent interview, presentation, written communication, time...

's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...

, initiate, maintain, and revise compliance and regulatory policies, procedures, controls, and training based on the specific... with other Compliance team members on compliance and regulatory matters: SEC and CFTC registrations, ERISA, and federal, state...

Team, the People Partner for Legal, Compliance and Public Affairs (LCPA) and MMC’s Chief of Staff will provide... implementation of programs and solutions and to gain insight into patterns in People Manager behaviors and issues across the business...

a broad range of risk and compliance responsibilities and projects. Key aspects include monitoring developments in law... development and delivery of compliance and risk management training programs run by Compliance and/or OGC. Assist Compliance...

), or Certified Regulatory Compliance Manager (CRCM) Experience with consumer compliance, privacy and conduct risk management 15...+ years of experience in internal auditing, regulatory compliance, first or second line risk management, or a combination 7...

is available at . Follow @blackstone on , , and . The employee will be a member of the compliance team focusing on regulatory compliance..., etc.) across various investment strategies from a legal, regulatory, and compliance perspective; · Supervise and train staff to conduct...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term... onboarding and refreshes, asset due diligence, testing and regulatory filings. Primary job responsibilities will include...

and prospective regulatory risk through industry interaction and research Assist with other day-to-day legal and compliance matters... is available at . Follow @blackstone on , , and . The employee will work closely with the members of a team focusing on regulatory compliance...

? We are looking for someone like this to: Liaise with senior management in the equities derivatives business and functional leaders in compliance, legal, risk... relating to new business initiatives Participate on various annual reviews including Compliance Risk Assessments and RCSA...

of benefits to its employees. Role Description This senior role within the Compliance Department manages the control areas... related to regulatory registration (e.g., with FINRA), personal trading, outside business activities, and political...

of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function... and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance...

compliance, legal, risk, and IT to provide effective challenge, guidance, and advice. Provide subject-matter expertise on rules..., Regulatory & Governance (GCRG) to promote best practice and consistency across divisions. Draft and review compliance policies...

focusing on regulatory compliance issues with respect to marketing and other investor/third-party materials and communications..., etc.) across various investment strategies from a legal, regulatory, and compliance perspective; Help build compliance team operating...

Company Forensic Risk Alliance (FRA) is a market leader in regulatory compliance, financial investigations, and data... other duties as necessary. About Us FRA is a market leader in regulatory compliance, financial investigations, and data...