REGULATORY COMPLIANCE RISK MANAGER jobs in NEW YORK CITY NY, United Kingdom #12

weakness, mitigate risk, improve client experience and further process automation Act as a risk manager through ongoing...Job Description: Tax - Project Manager - Vice President - New York YOUR IMPACT Are you looking for an opportunity...

with relevant departments on regulatory matters. Qualifications for the Practice Manager: Education: Bachelor’s degree in...Job Overview - Practice Manager: Our healthcare client is seeking an experienced Practice Manager to lead and manage...

Accounting, Tax, Regulatory, Legal, Audit, Compliance matters in relation to assigned asset classes and markets, with particular... Experience with Japan insurance company investing and regulatory risk frameworks a plus The range on this positions...

Accounting, Tax, Regulatory, Legal, Audit, Compliance matters in relation to assigned asset classes and markets, with particular... Experience with Japan insurance company investing and regulatory risk frameworks a plus The range on this positions...

transactions to ensure compliance with firm and regulatory requirements and minimize risk Coach advisors in supporting the company... Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation...

on execution, and assistance with escalations. Responsibilities Adheres to applicable compliance/operational risk controls in...Branch Operations Manager, Roosevelt, Jackson Heights, NY Country: United States of America Santander is one of the...

accurate inventory. Security and Compliance: Ensure maximum cybersecurity protections, monitor security, and adhere to risk... for an Information Technology Manager for their Manhattan Family Office! The right candidate will be a very high-level tech nerd...

, and maintain regulatory compliance. Location: Brooklyn, NY Compensation: $65,000 - $80,000/year Schedule: Monday to Friday, 8..., or Compliance departments as needed. Qualifications for the Practice Manager: Education: Bachelor’s degree in Healthcare...

and ensuring the compliance of all HR reports and documents to John Lobb employees, the parent company and regulatory organizations...Job Description: Context The Finance & Administration Manager will be a very active and important actor in the...

operational risk loss events, control deficiencies and risks that you identify to your line manager and the relevant risk... strong relationships with key functional areas including Group Risk Management, Operations, Compliance, HR, etc. Develop strong external...

Regulation Manager in responding to regulatory audit requests relating to AML compliance, including working with the Head...'s risk exposure with regard to new work. The BAU is widely respected throughout the firm and strongly supported by the firm...

, which supports the delivery of operations, technology, product, sales, compliance, and risk projects for top clients in the... Consulting is for you! Your key responsibilities: As a Manager, you're likely to spend most of your time on operational...

and financially viable way in compliance with business standards. The Procurement Team is responsible for sourcing and onboarding... that requires employees to work in the office 3 days a week, or as directed by their manager/department. We regularly review...

, standards and guidelines for business conduct Ensure regulatory compliance and effective management of risk and liability...Job Title Senior Operations Manager Job Description Summary The Senior Operations Manager will manage and direct...

Title: Export Controls and Research Securities Manager Location: Upper East Side Org Unit: Environmental Health... and Export Control Manager, this position manages and oversees the day-to-day Export Controls and Research Securities activity...

others across the organization by providing tools, guidance and support for regulatory and policy compliance and quality oversight... are critical to supporting our company's needs and reducing our risk exposure. The Trust and Safety (T&S) Team helps...

more people around the world. Banks and Fintechs turn to Alloy to take control of fraud, credit, and compliance risk, and grow..., and various tasks to ensure security policy and regulatory compliance Prepare reports that document security incidents and the...