REGULATORY COMPLIANCE OFFICER jobs in EUROPE ENGLAND, United Kingdom #4

to: Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks.... Support on global regulatory projects and help the firm prepare for regulatory exams. Provide compliance training to the...

​Our Client Rutherford have been mandated on an excellent opportunity for a Compliance Officer to join our Private... will include, but are not limited to: Implementing and executing the UK compliance monitoring program Reviewing and approval...

About the role: Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the... implementation of the Sustainalytics Global Compliance Program. This position reports to the Global Chief Compliance Officer (“GCCO...

on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk...Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team...

Financial Conduct Authority in the UK. What is the role? We are now seeking a Compliance, Risk & Oversight Officer (“CROO...”) for our UK company (“Fire-UK”) who will work closely with the Risk and Compliance Officer (“RCO”) for our Irish company (“Fire-EU...

About the role: Sustainalytics is currently seeking a Chief Compliance Officer. The Chief Compliance Officer... Amsterdam and reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks Job responsibilities: Given the...

and external regulatory bodies as appropriate head of compliance |Investment Banking The successful Chief Compliance Officer... necessary to identify compliance issues and provide advice or training Keep abreast of regulatory developments...

We are looking for a dedicated and professional Chief Compliance Officer (SMF 16) with a strong background in... as well as evolving best practices in compliance control Prepare reports for senior management and external regulatory bodies...

Compliance Officer Lloyd Recruitment Services are delighted to be recruiting on behalf of a specialist finance... provider that seek an experienced Compliance Officer to join their Compliance & Risk team. The client is an award winning...

. Job Summary As a Fintech Compliance and Paralegal Officer, you will play a crucial role in ensuring regulatory compliance...Opportunity A well-funded fintech start-up is looking to recruit an ambitious Compliance and Paralegal Officer...

Our client a leading global Investment Bank are recruiting for a Senior Compliance Officer - Control Room and Central... Compliance to join their established Compliance team with offices based in the city of london The Senior Compliance Officer...

We are seeking to recruit a dedicated Operations and Facilities Compliance Officer to join the compliance team... contracts and maintain a register to monitor suppliers' compliance with obligations. Offer advice on statutory and regulatory...

that are already delivering results for our estate agents / housebuilders. Summary of Role The Risk & Compliance Officer is responsible... or regulatory type role. Experience of working with ISO standards, especially ISO 27001. A keen interest in compliance, risk...

This is an exciting opportunity for an accomplished Chief Risk & Compliance Officer looking to make a significant... and ensuring regulatory compliance at board level, ideally previously SMF 4 approved. Developing and implementing risk...

, has an opportunity available for an energetic and dynamic Audit & Compliance Officer. The main focus of the position is to ensure... Regulatory compliance Risk management Training Reporting & investigation Documentation & record keeping Provide advice...

regulatory needs. What you will be Responsible for As a Global Markets Compliance Officer, Vice President...Who we are looking for We are looking for a Global Markets Compliance Officer – Vice President who will primarily...

. At present they are looking to recruit a Compliance Support Officer to join their regulatory team...Compliance Support Officer - Chemicals - North Yorkshire - Permanent Our client is a long standing and award winning...