REGULATORY COMPLIANCE OFFICER TRADE jobs in EUROPE ENGLAND, United Kingdom

Compliance team Requirements Compliance Experience: Proven experience with an active trade floor is essential Regulatory... regulatory standards Trade Floor Engagement: Regularly engage with trade floor personnel to address potential issues identified...

procedures. We have a core belief: teamwork makes the dream work. About the role The Regulatory Compliance Officer... responsibilities As a Regulatory Compliance Officer, you will be responsible for: Performing horizon monitoring to ensure HCFX...

Controls and Trade Compliance Officer. The Export Controls and Trade Compliance Officer will play a vital role in ensuring... orders to confirm compliance with export regulatory requirements. Provide trade compliance expertise and support to internal...

and compliance framework. You’ll support the Chief Risk Officer (SMF4), Chief Compliance Officer (SMF 16) and MLRO (SMF 17) in... identifying, measuring, managing and monitoring operational risk, credit risk, conduct risk, regulatory compliance risk...

. Our client is looking to recruit a Regulatory Affairs Officer to work within the regulatory department at the Technical Centre in... compliance for the company's products as directed by the MD. Roles and Responsibilities Prepare and file regulatory...

, meet the required standards and has made a commitment to good customer service. Role Info: Chief Operating Officer (COO... and capital schemes, we'd love to hear from you. Reporting to the Chief Executive Officer (CEO), you will play a key leadership...

, meet the required standards and has made a commitment to good customer service. Role Info: Chief Operating Officer (COO... and capital schemes, we'd love to hear from you. Reporting to the Chief Executive Officer (CEO), you will play a key leadership...

, meet the required standards and has made a commitment to good customer service. Role Info: Chief Operating Officer (COO... and capital schemes, we'd love to hear from you. Reporting to the Chief Executive Officer (CEO), you will play a key leadership...

to consultations on regulatory matters. Oversight of company marketing materials. Compliance review of all relevant client/prospect... assets of over $50bn. THE RESPONSIBILITIES: Supporting the CRCO in advising the business to ensure compliance...

My client is based in Manchester and they are looking for a Compliance Monitoring Officer to join their team. The... of Compliance any specific issues or concerns regarding any client firms which might realistically affect their ability to trade...

Our client a leading global Investment Bank are recruiting for a Senior Compliance Officer - Control Room and Central... Compliance to join their established Compliance team with offices based in the city of london The Senior Compliance Officer...

. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... role focusses on Surveillance (Trade and Comms) across a range of asset classes (Commodities, Listed Derivatives, Solutions...

. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... role focusses on Surveillance (Trade and Comms) across a range of asset classes (Commodities, Listed Derivatives, Solutions...

roleholder will also take ownership of other key regulatory topics as required and in particular around post trade reporting...Job Description: The incumbent will act as a core member of the Business and Functions Compliance team, supporting...

The Regulatory Reporting Officer is responsible managing and overseeing Trade Reporting for the firm and the production... disclosures. Collaborate with Compliance, Risk, Finance, and Technology teams on regulatory changes. Manage European transaction...

The Regulatory Reporting Officer is responsible managing and overseeing Trade Reporting for the firm and the production... disclosures. Collaborate with Compliance, Risk, Finance, and Technology teams on regulatory changes. Manage European transaction...

initiatives, enhancing MI, supporting regulatory initiatives and driving change across the business Trade Origination - driving... and general regulatory rules Ensure that compliance and other compulsory trainings are up to date Cooperate closely with support...