REGULATORY COMPLIANCE MONITORING OFFICER jobs in GREATER LONDON, United Kingdom #5

and privacy. Review internal monitoring of the Bank's compliance against information security, privacy and related compliance... Manager, Information Security & Privacy with regulatory responsibilities for the business aspects of privacy and information...

and Regulatory Responsibilities Ensuring adherence with regard to internal Credit Agricole S.A. Group compliance guidelines... confirmations Monitoring all payments and receipt advices to be sent via the Swift system, ensuring cut-off times are respected...

. ​Oversight and monitoring of compliance with policies, including the development of key risk indicators, assurance testing... of regulators and understanding of the latest regulatory Operational Resiliency policies would be important in this role. Key...

Manager Matter Management Team Senior Risk & Compliance Associate Money Laundering Compliance Officer (MLCO) In-Market...Role Purpose To undertake AML processes such as Client Due Diligence (CDD), Risk Assessments, Monitoring...

functions. Specify internal governance policies and regularly monitoring compliance. Provide mentoring and guidance to the in... to join our newly created in-house Legal team on a part-time basis. Reporting to the Executive Director of Ethics, Compliance...

, and regulatory concerns Monitoring and anticipating changes in laws and regulations that may impact the business Drafting... Location: London - will need to be in the office Reports to Chief Operating & Transformation Officer Job Summary Primary...

and manage risks, and comply with the regulatory requirements of respective overseas branch and HQ, and international standards... significant incidents/irregularities, risk and non-compliance issues to management committees, and relevant updates on local...

matters, including contractual terms and conditions, compliance requirements, and regulatory concerns Monitoring... to Chief Operating & Transformation Officer Job Summary Primary duties and responsibilities include, but are not limited...

and conditions, compliance requirements, and regulatory concerns Monitoring and anticipating changes in laws and regulations... & Transformation Officer Job Summary Primary duties and responsibilities include, but are not limited to the following. There...

regulatory compliance with all relevant Pharmacovigilance (PVG) requirements; both globally and regionally in order to ensure... to secure a Deputy Local Safety Officer (DLSO) for the UK. The successful candidate will be accountable for ensuring complete...

, and regulatory concerns Monitoring and anticipating changes in laws and regulations that may impact the business Drafting... - will need to be in the office Reports to Chief Operating & Transformation Officer Job Summary Primary duties...

UK. The successful candidate will be accountable for ensuring complete regulatory compliance with all relevant... 15,000 employees; based in 20+ countries. Our client is currently in the market to secure a Deputy Local Safety Officer (DLSO) for the...

as required by management guidelines. Oversee portfolio compliance monitoring with management guidelines and leverage robust reporting..., Chief Investment Officer, EMEA MetLife Insurance Investments Job Location: London, UK (hybrid working, office based 3 days...

; Support delivery of activities identified in the annual Compliance Monitoring Plan. Undertake ongoing monitoring of key... data and IS risks. Develop and deliver staff and stakeholder training on data protection/privacy regulatory requirements...

. You will also monitor and respond to security incidents and maintain compliance with industry and regulatory standards. This role is based... in London and will report into our Chief Information Security and Trust Officer. \n What You'll Do Conduct security...

Compliance (FCC) function which is part of the second line of defence. The primary objective of FCC is to ensure the Marex.... This is achieved through several key activities including, but not limited to: * identification of legal and regulatory obligations...

with recommended actions. Review all financial policies, processes, and procedures to ensure regulatory compliance and ensure... improvement in financial systems and processes. Working closely with the Chief Financial Officer, you will help develop...