REGULATORY COMPLIANCE MONITORING OFFICER jobs in GREATER LONDON, United Kingdom

Compliance Monitoring Officer FinTech - London Imagine joining a dynamic and innovative fintech offering cutting... Monitoring Officer you will: - Conduct regular compliance monitoring as outlined in CMP - Drive continuous improvements in the...

, sustainability, volunteering - you'll find like-minded people driving change at Howden. The Role The Senior Compliance Monitoring... Officer will lead and perform BAU monitoring activities and thematic reviews across Business Units within the Operating Entity...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

responsibilities As a Regulatory Compliance Officer, you will be responsible for: Performing horizon monitoring to ensure HCFX... procedures. We have a core belief: teamwork makes the dream work. About the role The Regulatory Compliance Officer...

We are looking for a pro-active, highly motivated and ambitious individual who will hold the role of Regulatory Compliance Officer to expand... between the company and regulatory bodies. You will work closely with the team on various compliance activities, ensuring...

Compliance team Requirements Compliance Experience: Proven experience with an active trade floor is essential Regulatory... Compliance: Experience in executing risk-based, audit-ready Compliance monitoring activities with a focus on Front Office...

Responsibilities Assist the Compliance Officer in designing/improving the Compliance Monitoring Programme framework and carry out... Monitoring Programme as well as to act as a Compliance generalist and provide ad-hoc support to the wider business. Key...

challenge and pace in helping the business. You will join a dedicated regulatory team in the Compliance department... and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance...

their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...Key Responsibilities The successful individual will be responsible for: Monitoring of the Bank's transactions...

Senior Regulatory Officer to increase the capacity and capability of the Supervision Team, particularly in relation... a quality assurance role in higher or further education. The Senior Regulatory Officer’s key responsibilities...

based role. THE RESPONSIBILITIES: Supporting with the monitoring and assess compliance with regulatory requirements...THE COMPANY: We are working with a boutique wholesale bank who are looking for a Junior Compliance Officer...

THE COMPANY: We are working with a regular client of ours in their search for a Risk & Compliance Officer to join the... of the Bank's risk based approach to Compliance Monitoring. Propose amendments and enhancements to policy and procedures...

to consultations on regulatory matters. Oversight of company marketing materials. Compliance review of all relevant client/prospect... assets of over $50bn. THE RESPONSIBILITIES: Supporting the CRCO in advising the business to ensure compliance...

sits within the Independent Compliance Risk Management (ICRM) Markets team. The role holder will serve as a Product Officer... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviours and providing...

Job Reference: 36082 A successful start-up company in the iGaming sector is keen to hire a Compliance Officer... with regulatory bodies and managing compliance related communications. Key Responsibilities: Operational Compliance Management...

. Description: AmTrust International are currently looking for a Senior Compliance Officer to join our team based out of our London office... ongoing advice on compliance with all regulatory rules, obligations, and industry standards, including the recent...

AmTrust International are currently looking for a Senior Compliance Officer to join our team based out of our London... ongoing advice on compliance with all regulatory rules, obligations, and industry standards, including the recent...