REGULATORY COMPLIANCE MONITORING OFFICER jobs in ENGLAND EUROPE, United Kingdom

this by hiring exceptional people. Equals are looking to hire an experienced Regulatory Compliance Monitoring Officer... to join their team in Chester. About the role The Regulatory Compliance Monitoring Officer will assist in setting the Compliance...

My client is based in Manchester and they are looking for a Compliance Monitoring Officer to join their team. The... of Compliance any specific issues or concerns regarding any client firms which might realistically affect their ability to trade...

Compliance Monitoring Officer FinTech - London Imagine joining a dynamic and innovative fintech offering cutting... Monitoring Officer you will: - Conduct regular compliance monitoring as outlined in CMP - Drive continuous improvements in the...

on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk...Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team...

, sustainability, volunteering - you'll find like-minded people driving change at Howden. The Role The Senior Compliance Monitoring... Officer will lead and perform BAU monitoring activities and thematic reviews across Business Units within the Operating Entity...

on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk...Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team...

on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk...Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

We are looking for a pro-active, highly motivated and ambitious individual who will hold the role of Regulatory Compliance Officer to expand... between the company and regulatory bodies. You will work closely with the team on various compliance activities, ensuring...

Compliance team Requirements Compliance Experience: Proven experience with an active trade floor is essential Regulatory... Compliance: Experience in executing risk-based, audit-ready Compliance monitoring activities with a focus on Front Office...

Do you have experience within Regulatory and/or Compliance? Are you looking for a new opportunity to join a leading... speciality and commodity chemicals company? The responsibilities for the Regulatory and Compliance role: Providing regulatory...

Responsibilities Assist the Compliance Officer in designing/improving the Compliance Monitoring Programme framework and carry out... Monitoring Programme as well as to act as a Compliance generalist and provide ad-hoc support to the wider business. Key...

Chief Compliance Officer and the Senior Management of the Howden UK&I businesses. To contribute to the Howden UK... from a regulatory perspective to internal and market information. Skills: Strong experience of developing monitoring frameworks...

challenge and pace in helping the business. You will join a dedicated regulatory team in the Compliance department... and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance...

their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...Key Responsibilities The successful individual will be responsible for: Monitoring of the Bank's transactions...

Senior Regulatory Officer to increase the capacity and capability of the Supervision Team, particularly in relation... a quality assurance role in higher or further education. The Senior Regulatory Officer’s key responsibilities...

review of trade reconciliations, ensuring compliance with regulatory and associated Treasury limits. Also encompasses the... Support the Regulatory Reporting Manager in wider compliance the firm’s prudential regulatory requirements including the firm...