REGULATORY COMPLIANCE MONITORING MANAGER jobs in United Kingdom #9

line with the execution of the Compliance Monitoring Program (CMP). Reviewing and approving financial promotions...Job Description: Who we are: We're a pan-European digital wealth manager with 130,000 active investors (growing...

line with the execution of the Compliance Monitoring Program (CMP). Reviewing and approving financial promotions...Job Description: Who we are: We're a pan-European digital wealth manager with 130,000 active investors (growing...

and sources of attempted money laundering. Monitoring of compliance within applicable regulations and analyse the impact of any... of all applicable anti money laundering (AML) legislation and other regulatory requirements and Travelex’s internal standards. The...

line with the execution of the Compliance Monitoring Program (CMP). Reviewing and approving financial promotions...Who we are: We’re a pan-European digital wealth manager with 130,000 active investors (growing fast!) and over...

line with the execution of the Compliance Monitoring Program (CMP). Reviewing and approving financial promotions...Who we are: We’re a pan-European digital wealth manager with 130,000 active investors (growing fast!) and over...

, you will support the Senior Cyber Governance, Risk, Compliance and Regulatory Manager in developing and delivering a programme... of a required governance and control frameworks, including compliance monitoring and assurance. Work with regulatory and compliance teams...

profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning...Job Description: Who we are: We're a pan-European digital wealth manager with 128.000 active investors (growing...

profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning...Who we are: We’re a pan-European digital wealth manager with 128.000 active investors (growing fast!) and over...

& regulatory guidance Development & completion of the annual compliance monitoring programme Ensuring that the company identifies...MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head...

provision of advice and training to businesses and Compliance colleagues on regulatory matters pertaining to marketing issues...A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business...

medical records, licence checks and regulatory training needs supporting the Fleet Manager and the planning teams to ensure...Fleet Compliance Officer Based in Preston Salary £35-£50k The opportunity: This is your chance to bring...

Professionally qualified – Certified Regulatory Compliance Manager (qualifications – CISI diploma) Previous experience in compliance...Compliance Officer, Stockport 70,000-80,000 Type: Permanent Reports to: Executive Committee My client is a hugely...

About the Opportunity Job Type: Permanent Application Deadline: 20 July 2024 Title: Finance Manager. Department... and be able to evidence the successful production of annual accounts and monthly reporting, ensuring monitoring against budgets...

successful candidate will oversee Corporate Actions processes, ensuring regulatory compliance and optimal client experience...Corporate Actions Manager My client is seeking a Corporate Actions Manager for its UK and International offices. The...

risk activity – identifying and tracking key business process risks, monitoring compliance with key controls. The role... Arrangements / Open to Discussion Job Description Summary JOB TITLE: Senior Corporate Governance Manager LOCATIONS: London...

optimisation and maturity, compliance monitoring, testing and knowledge sharing with the team · Manage or provides support.... · A comprehensive understanding of the regulatory frameworks and compliance requirements associated with financial services...

and when the time comes, completed smoothly, efficiently, and in compliance with legal and regulatory requirements. This role... with the odd office visit Daily rate of £600 - £700 a day Initial 6-month contract The Senior Contract Manager...