REGULATORY COMPLIANCE ASSOCIATE – TRADE jobs in EUROPE ENGLAND, United Kingdom

Regulatory Compliance team Requirements Compliance Experience: Proven experience with an active trade floor is essential... of this role is to execute the Compliance program across Portfolio Management, Trading, Credit Research, and Trade Processing...

Financial Services Regulatory Associate or Senior Associate 2+ PQE - Leeds An exciting opportunity has arisen... for a Financial Services Regulatory Associate or Senior Associate to join a leading commercial full-service firm based in Leeds...

. Job Description Description Summary: This is an exciting opportunity for an Associate Director, Regulatory Affairs to join the Gilead Global Regulatory... Safety, Trade Operations & Supply, Legal, Medical Affairs, Finance and Access), Regulatory Therapeutic Area and CMC Liaisons...

, including the lifecycle of a trade Experience with regulatory reporting, in particular EMIR, SFTR or similar derivatives... and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes...

, Trading Desks, Client Relationship Managers, Engineering, Legal and Compliance. The Regulatory Change team is responsible... of a growing sector of financial markets and be at the heart of regulatory reform. As a Business Analyst within the Regulatory...

MORE ABOUT THIS JOB: Regulatory Engineering supports rapidly evolving obligations to expose clear and transparent... data on trade executions, and positions managed by the firm. This includes development of both real time and batch systems...

's compliance rates across various obligations. OUR IMPACT REGULATORY OPERATIONS Our team of critical thinkers partners... knowledge about financial markets, regulatory landscape and associated processes, including the lifecycle of a trade Experience...

. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls... of regulatory reform. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals...

for Clinical Supply Chain Logistics (CSCL). Responsibilities include ensuring compliance with international trade regulations... and optimizing supply chain operations. The Associate Director, CSCL Customs & Trade Operations works in partnership with BMS Global...

Job Description: OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational... line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance...

successful candidate for this London based Finance Associate role will include: Trade Settlement: Collaborate with the operations team... hedge funds, ensuring precision and compliance with regulatory requirements. Review investor allocations and ensure fee...

experience in relevant business area Knowledge of Financial Markets products and regulatory compliance, counterparty credit risk... and Bank of China (UK) Limited. As a Senior Associate - FX Sales, you will be responsible for an allocated client portfolio...

sciences, education, retail, sports and entertainment and international trade. In these areas, we’re acknowledged... potentially huge costs of non-compliance. Although we are experienced litigators, and frequently represent organisations...

with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited... to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global...

with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited... to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global...

into compliance monitoring systems and providing pre-trade & post-trade oversight . Guidelines team supports portfolio managers... and other client restrictions. Coding client and regulatory rules on compliance platforms Liaison with Portfolio Managers to ensure...

opportunities Ensure compliance with all Element policies including but not limited to terms and conditions, trade compliance...Overview: Element has an opportunity for a Business Development Associate within our Warrington Team. Our Business...