REGULATORY COMPLIANCE ANALYST jobs in ENGLAND EUROPE, United Kingdom #4

business to provide regulatory and exception reporting updates Assist the Compliance Manger in developing and maintaining... Responsible for collating and preparing the monthly Compliance Reports for divisional meetings Attend monthly meetings across the...

at Quilter Cheviot, a longstanding investment management firm, reporting to the Compliance Manager responsible for regulatory... Cheviot’s risk team. The team of ten covers compliance surveillance, advisory, risk and regulatory change. There is good...

internal stakeholder groups including Information Security, Risk and Compliance, Technology, Audit and Enterprise Resiliency... with regulatory and legal changes in the payments industry (preferred) Familiarity with the NIST Cybersecurity Framework (preferred...

you will work with… Quality & Compliance Vision Being ambassadors of quality and governance by promoting responsibility..., providing actionable insight by considering accuracy, customer service performance and adherence to regulatory standards...

OVERALL SUMMARY To support and assist in the administration and reporting work of the Central Compliance team.... Maintaining and managing all information, data and records held within Compliance to ensure information is readily accessible...

, implementation and remediation of regulatory compliance, governance and risk programs. We also provide global registration... due diligence, risk management, compliance secondments and a regulatory host to allow start-ups to achieve rapid launch...

this transformation by building the tools that thousands of developers use to create their own products. The Risk & Compliance Team... for supporting Plaid's ecosystem risk management activities from security, regulatory, and reputational perspectives. You'll work...

This is an exciting opportunity to support the compliance team at a boutique law firm’s office located in Bishops... Stortford. In this role, the successful applicant will assist the compliance team in managing the workload across a broad...

To support the UK Head of Compliance develop and deliver the Compliance Plan ensuring all relevant regulatory requirements... are aware of applicable regulatory and legal developments. Take the lead representing Compliance on key business projects...

management, policy, metrics, and identity management. As an Information Security Regulatory Governance Analyst covering the UK... do Review the impact of new regulation and deliver assessments including evidence gathering and compliance assessments Work...

management, policy, metrics, and identity management. As an Information Security Regulatory Governance Analyst covering the UK... do Review the impact of new regulation and deliver assessments including evidence gathering and compliance assessments Work...

An excellent opportunity has arisen for a Compliance Analyst to join a multi service Law firm based in the heart... of Manchester city centre. You will be working as part of the wider Risk and Compliance team and with responsibility for a variety...

by LBO teams, by Operations Managers and through Compliance Analyst teams to support consistent delivery of policy and agreed...Are you a strategic thinker with a passion for ensuring regulatory excellence? At Evoke we are seeking a highly skilled...

Compliance, a unit which forms part of Global Compliance and Corporate Risk, is entrusted with providing regulatory advice... reports (4): Specialist, Compliance x 3 Analyst, Compliance Internal key stakeholders: EMEA & UK heads of Asset...

for adherence to compliance policies and procedures and regulatory requirements while assessing the adequacy and effectiveness... Authority (“FCA”), covering all regulatory risk overseen by General Compliance notably including Product Governance, PRIIPS...

A leading investment manager with an excellent market reputation is looking for a core compliance analyst. This person... will join their London team reporting into a senior compliance manager. Responsibilities: Assist the senior compliance manager with the...

Job Description: OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational... line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance...