Compliance team you will be required to manage the execution of regulatory changes, engaging with stakeholder and impacted... parties. Provide support to Compliance Senior Management and Chief Compliance Officer (CCO) in respect of managing regulatory...
MUFG Investor ServicesCompliance team you will be required to manage the execution of regulatory changes, engaging with stakeholder and impacted... parties. Provide support to Compliance Senior Management and Chief Compliance Officer (CCO) in respect of managing regulatory...
MUFG Investor ServicesDescription: This job is responsible for executing second line of defense compliance and operational risk oversight for Enterprise Data Risk in Bank... and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries...
Bank of Americaand privacy matters and performs 2nd line review of client AML risk assessments. Responsible for the delivery of the annual...Job Title: Head of Compliance / Compliance ManagerPCF-12 and PCF-52 Reporting to: CEO Department: Compliance...
Prosperous Financialwith supervisor or 2nd Line of Defence (2LoD) Analyse (Front Office) processes from a risk perspective and develop new ideas... -2 years experience in a client facing function preferred. Risk or Compliance background alternatively will be considered...
Julius Baerfor ensuring the incorporation of 2nd line feedback obtained as part of regular interaction - escalating resultant policy... Validation) ensuring they are regulatory compliant, capital efficient and fit for current and future business purposes...
Allied Irish Banksalignment with supervisors and the 2nd Line of Defence (2LOD). Analyze Front Office processes to identify risks and develop... Wealth Management firm on the search for a First Line Risk Officer. Duties: Assess risks in the Front Departments...
Broadgate Staffingfor ensuring the incorporation of 2nd line feedback obtained as part of regular interaction – escalating resultant policy... Validation) ensuring they are regulatory compliant, capital efficient and fit for current and future business purposes...
Allied Irish Banks? About the Role: The role sits in the Financial Crime Advisory team, which is part of the first line of defence, with a primary... focus of enabling and supporting business areas in managing their financial crime risks and obligations in line with AIB...
Allied Irish Banks? About the Role: The role sits in the Financial Crime Advisory team, which is part of the first line of defence, with a primary... focus of enabling and supporting business areas in managing their financial crime risks and obligations in line with AIB...
Allied Irish Banksmanagement, risk management and/or research organization. Our Team Sitting within the 2nd line of defence, this Vice... by collaborating with business areas including Finance, Compliance, Legal, Regulatory and Industry Affairs and Corporate Audit...
State Streethas a number of different teams including consumer Care, Consumer Policy, Compliance, Emergency Call answering, Premium Rate Services... regulatory policy and interventions, to ensure that consumer measures for electronic communications and premium rate services...
ComRegManagement Company/Asset Management 2nd Line AFC experience preferred but not essential. Previous PCF approval from the CBI... and provide a summary and impact assessment. Provide timely compliance advice and support to internal stakeholders. Be the point...
Lincoln Recruitmenthas a number of different teams including consumer Care, Consumer Policy, Compliance, Emergency Call answering, Premium Rate Services.... stakeholder engagement). You will work across the following areas: Universal Service Policy Consider regulatory policy issues...
ComRegas a trusted partner with local risk teams, global EFR teammates and local 1st & 2nd line teams. Provide effective review...’s capital, liquidity and interest rate risk in the banking book. The EFR team is structured as a combination of Line of Business...
Bank of Americarole-holder by the 2nd Line Data Protection team and there will be regular liaison with this team who will provide guidance... updates and assessments and Group 2nd line Risk audits. Facilitate ad hoc and annual review and approval by Data Owners/SMEs...
Aviva